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Nuveen Select Maturities Municipal Fund
NIM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.26M +$1.03M +115,286 +17%
1CP
2
1607 Capital Partners
Virginia
$7.05M -$207K -23,274 -3%
TIM
3
Tortoise Investment Management
New York
$5.41M +$590K +66,210 +12%
GC
4
Guggenheim Capital
Illinois
$2.34M -$52.2K -5,854 -2%
UBS Group
5
UBS Group
Switzerland
$1.93M +$280K +31,437 +17%
Bank of America
6
Bank of America
North Carolina
$1.57M +$174K +19,576 +13%
Jones Financial Companies
7
Jones Financial Companies
Missouri
$1.5M +$1.45M +162,522 +5,166%
HWAM
8
Hennion & Walsh Asset Management
New Jersey
$1.06M -$284K -31,886 -21%
WAM
9
Wolverine Asset Management
Illinois
$958K +$247K +27,703 +35%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$732K -$47.7K -5,353 -6%
Wells Fargo
11
Wells Fargo
California
$719K +$4.01K +450 +0.6%
Stifel Financial
12
Stifel Financial
Missouri
$693K -$16K -1,800 -2%
LSC
13
Logan Stone Capital
Illinois
$623K +$5.84K +655 +1%
AIM
14
Anchor Investment Management
South Carolina
$388K -$44.5K -5,000 -10%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$371K -$19K -2,130 -5%
FCI
16
Financial Counselors Inc
Kansas
$349K – – –
NFG
17
Nations Financial Group
Iowa
$342K – – –
SDWIA
18
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$306K – – –
LPL Financial
19
LPL Financial
California
$292K -$14.2K -1,591 -5%
DWT
20
Dorsey & Whitney Trust
South Dakota
$277K – – –
SI
21
Stephens Inc
Arkansas
$232K +$26.7K +3,000 +13%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$232K +$15.1K +1,700 +7%
LCM
23
Landscape Capital Management
New Jersey
$226K -$90.2K -10,121 -29%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$210K +$258 +29 +0.1%
ACM
25
Arlington Capital Management
Illinois
$205K -$7.67K -861 -4%
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