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Nuveen Select Maturities Municipal Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PSI
26
Pinnacle Summer Investments
Virginia
$11K +$10.6K +1,100 New
TRCT
27
Tower Research Capital (TRC)
New York
$4K -$1.9K -197 -35%
Northern Trust
28
Northern Trust
Illinois
$2K +$233K +24,100 New
HighTower Advisors
29
HighTower Advisors
Illinois
-$260K -26,455 Closed
HK
30
Horizon Kinetics
New York
-$208K -21,500 Closed
DA
31
Doliver Advisors
Texas
-$210K -21,343 Closed
WAM
32
Wolverine Asset Management
Illinois
-$10K -1,017 Closed
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
-$10K -1,000 Closed
Ameriprise
34
Ameriprise
Minnesota
-$8K -840 Closed
Citigroup
35
Citigroup
New York
+$145 +15 New
Deutsche Bank
36
Deutsche Bank
Germany
+$967 +100 +100%