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NHA

Nuveen Municipal 2021 Target Term Fund

Delisted

NHA was delisted on the 23rd of February, 2021.

21 hedge funds and large institutions have $19.6M invested in Nuveen Municipal 2021 Target Term Fund in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

12% more capital invested

Capital invested by funds: $17.5M → $19.6M (+$2.09M)

5% more funds holding

Funds holding: 2021 (+1)

25% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 8

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
6
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$8.65M +$3.31M +352,502 +62%
Bank of America
2
Bank of America
North Carolina
$2.71M +$30.7K +3,278 +1%
Morgan Stanley
3
Morgan Stanley
New York
$1.71M -$59.8K -6,378 -3%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$1.44M +$372K +39,660 +35%
Wells Fargo
5
Wells Fargo
California
$1.11M -$446K -47,600 -29%
First Trust Advisors
6
First Trust Advisors
Illinois
$884K -$221K -23,582 -20%
SWP
7
Stratos Wealth Partners
Ohio
$736K -$290K -30,900 -28%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$374K +$37.8K +4,035 +11%
DWM
9
Dakota Wealth Management
Florida
$374K +$181K +19,300 +94%
LPL Financial
10
LPL Financial
California
$218K -$93.6K -9,978 -30%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$201K +$441 +47 +0.2%
RVPG
12
Relative Value Partners Group
$199K +$200K +21,300 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$188K -$94.8K -10,109 -33%
RCM
14
Rivernorth Capital Management
Florida
$179K +$181K +19,256 New
Stifel Financial
15
Stifel Financial
Missouri
$152K -$66.3K -7,071 -30%
RJA
16
Raymond James & Associates
Florida
$136K +$136K +14,500 New
LDFR
17
Lehman & Derafelo Financial Resources
Pennsylvania
$98K +$97.7K +10,417 New
AG
18
Advisor Group
Arizona
$94K
WCM
19
WealthBridge Capital Management
Ohio
$73K +$73.1K +7,800 New
UBS Group
20
UBS Group
Switzerland
$27K -$9.38K -1,000 -26%
PGWM
21
Parisi Gray Wealth Management
New Jersey
$3K
MIG
22
Mariner Investment Group
New York
-$665K -70,418 Closed
RJFSA
23
Raymond James Financial Services Advisors
Florida
-$292K -30,873 Closed
TPWA
24
TRUE Private Wealth Advisors
Oregon
-$21K -2,215 Closed

NHA Hedge Fund Activity: Q4 2018 in Review

21 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Nuveen Municipal 2021 Target Term Fund (NHA) for Q4 2018, worth a combined $19.6M — up 12% from $17.5M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new NHA positions and 3 closed out — a net gain of 2 holders — while 6 added to existing stakes and 8 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $3.31M. The largest seller was Mariner Investment Group, exiting entirely with an estimated $665K sold.

  • 21 institutional investors held Nuveen Municipal 2021 Target Term Fund (NHA) as of Q4 2018, up from 20 in Q3 2018.
  • Funds reported $19.6M of Nuveen Municipal 2021 Target Term Fund stock for Q4 2018, up 12% quarter-over-quarter.
  • 5 funds opened new Nuveen Municipal 2021 Target Term Fund positions in Q4 2018 and 3 closed out, a net change of +2 holders.
  • The largest Nuveen Municipal 2021 Target Term Fund buyer in Q4 2018 was Karpus Investment Management, an estimated $3.31M added.
  • The largest Nuveen Municipal 2021 Target Term Fund seller in Q4 2018 was Mariner Investment Group, an estimated $665K sold.

Based on aggregated 13F filings for Q4 2018.