Mariner Investment Group’s Nuveen Municipal 2021 Target Term Fund NHA Stock Holding History

Mariner Investment Group’s Portfolio NHA Stock Details NHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-70,418	Closed	-$665K	–	116
2018 Q3	$665K	Sell	70,418 -24,683	-26%	-$234K	1.35%	29
2018 Q2	$899K	Sell	95,101 -48,759	-34%	-$462K	1.93%	16
2018 Q1	$1.34M	Sell	143,860 -16,660	-10%	-$159K	1.32%	11
2017 Q4	$1.51M	Buy	+160,520	New	+$1.55M	0.63%	27

Other funds holding NHA

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $9.93B AUM 28.91% 1-Year Est. Return

DWM

Dakota Wealth Management Palm Beach Gardens, Florida $5.24B AUM 38.12% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Mariner Investment Group's NHA Position: Q4 2018 in Review

Mariner Investment Group sold out of Nuveen Municipal 2021 Target Term Fund (NHA) in Q4 2018, closing a stake of 70,418 shares — an estimated $665K sold.

Mariner Investment Group first reported a position in NHA in Q4 2017 and held it in 4 quarters. The position peaked at $1.51M in Q4 2017. 21 funds tracked by Wall St. Rank hold NHA as of Q4 2018.

Mariner Investment Group reported no remaining Nuveen Municipal 2021 Target Term Fund position as of Q4 2018 after selling out during the quarter.
Mariner Investment Group sold 70,418 Nuveen Municipal 2021 Target Term Fund shares in Q4 2018, an estimated $665K.
Mariner Investment Group first reported a position in Nuveen Municipal 2021 Target Term Fund in Q4 2017 and held it in 4 quarters.
Mariner Investment Group's Nuveen Municipal 2021 Target Term Fund position peaked at $1.51M in Q4 2017.
21 funds tracked by Wall St. Rank held Nuveen Municipal 2021 Target Term Fund as of Q4 2018.

Based on Mariner Investment Group's 13F filing for Q4 2018, filed 11 Feb 2019.