The9 Ltd
NCTY
4 hedge funds and large institutions have $325K invested in The9 Ltd in 2020 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 0 increasing their positions, reducing their positions, and 4 closing their positions.
0.02% less ownership
Funds ownership: 0.02% → 0% (-0.02%)
20% less funds holding
Funds holding: 5 → 4 (-1)
25% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 4
71% less capital invested
Capital invested by funds: $1.11M → $325K (-$784K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFI
Susquehanna Fundamental Investments
Bala Cynwyd,
Pennsylvania
|
+$144K |
| 2 |
PP
Paloma Partners
Greenwich,
Connecticut
|
+$108K |
| 3 |
Wells Fargo
San Francisco,
California
|
+$11.5K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CH
CVI Holdings
Wilmington,
Delaware
|
-$695K |
| 2 |
AFM
Anson Funds Management
Dallas,
Texas
|
-$320K |
| 3 |
HF
HRT Financial
New York
|
-$60K |
| 4 |
Morgan Stanley
New York
|
-$34K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SFI
1
Susquehanna Fundamental Investments
Bala Cynwyd,
Pennsylvania
| $178K | +$144K | +5,020 | New |
|
|
PP
2
Paloma Partners
Greenwich,
Connecticut
| $133K | +$108K | +3,752 | New |
|
|
3
Wells Fargo
San Francisco,
California
| $14K | +$11.5K | +400 | New |
|
|
CH
4
CVI Holdings
Wilmington,
Delaware
| – | -$695K | -21,928 | Closed |
|
|
AFM
5
Anson Funds Management
Dallas,
Texas
| – | -$320K | -10,086 | Closed |
|
|
HF
6
HRT Financial
New York
| – | -$60K | -1,913 | Closed |
|
|
7
Morgan Stanley
New York
| – | -$34K | -1,083 | Closed |
|
NCTY Hedge Fund Activity: Q4 2020 in Review
4 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in The9 Ltd (NCTY) for Q4 2020, worth a combined $325K — down 71% from $1.11M a quarter earlier.
Sellers outnumbered buyers: 4 funds closed out of NCTY and 3 opened new positions — a net loss of 1 holder — while 0 trimmed existing stakes and 0 added.
The largest buyer was Susquehanna Fundamental Investments, opening a new position worth an estimated $144K. The largest seller was CVI Holdings, exiting entirely with an estimated $695K sold.
- 4 institutional investors held The9 Ltd (NCTY) as of Q4 2020, down from 5 in Q3 2020.
- Funds reported $325K of The9 Ltd stock for Q4 2020, down 71% quarter-over-quarter.
- 3 funds opened new The9 Ltd positions in Q4 2020 and 4 closed out, a net change of -1 holder.
- The largest The9 Ltd buyer in Q4 2020 was Susquehanna Fundamental Investments, an estimated $144K added.
- The largest The9 Ltd seller in Q4 2020 was CVI Holdings, an estimated $695K sold.
Based on aggregated 13F filings for Q4 2020.