The9 Ltd
NCTY
5 hedge funds and large institutions have $1.11M invested in The9 Ltd in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 1 increasing their positions, reducing their positions, and 7 closing their positions.
194% more capital invested
Capital invested by funds: $377K → $1.11M (+$732K)
0.02% more ownership
Funds ownership: 0% → 0.02% (+0.02%)
44% less funds holding
Funds holding: 9 → 5 (-4)
57% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 7
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CH
CVI Holdings
Wilmington,
Delaware
|
+$1.46M |
| 2 |
AFM
Anson Funds Management
Dallas,
Texas
|
+$670K |
| 3 |
Morgan Stanley
New York
|
+$71.9K |
| 4 |
HF
HRT Financial
New York
|
+$50.9K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$129K |
| 2 |
Jane Street
New York
|
-$76K |
| 3 |
TSS
Two Sigma Securities
New York
|
-$29K |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$25.6K |
| 5 |
Geode Capital Management
Boston,
Massachusetts
|
-$19K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CH
1
CVI Holdings
Wilmington,
Delaware
| $695K | +$1.46M | +21,928 | New |
|
|
AFM
2
Anson Funds Management
Dallas,
Texas
| $320K | +$670K | +10,086 | New |
|
|
HF
3
HRT Financial
New York
| $60K | +$50.9K | +767 | +67% |
|
|
4
Morgan Stanley
New York
| $34K | +$71.9K | +1,083 | New |
|
|
5
UBS Group
Zurich,
Switzerland
| – | -$129K | -1,613 | Closed |
|
|
6
Jane Street
New York
| – | -$76K | -948 | Closed |
|
|
7
Citadel Advisors
Miami,
Florida
| – | -$25.6K | -386 | Closed |
|
|
TSS
8
Two Sigma Securities
New York
| – | -$29K | -368 | Closed |
|
|
9
Geode Capital Management
Boston,
Massachusetts
| – | -$19K | -238 | Closed |
|
|
S
10
SignatureFD
Atlanta,
Georgia
| – | -$2K | -30 | Closed |
|
11
Simplex Trading
Chicago,
Illinois
| – | -$133 | -2 | Closed |
|
NCTY Hedge Fund Activity: Q3 2020 in Review
5 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in The9 Ltd (NCTY) for Q3 2020, worth a combined $1.11M — up 194% from $377K a quarter earlier.
Sellers outnumbered buyers: 7 funds closed out of NCTY and 3 opened new positions — a net loss of 4 holders — while 0 trimmed existing stakes and 1 added.
The largest buyer was CVI Holdings, opening a new position worth an estimated $1.46M. The largest seller was UBS Group, exiting entirely with an estimated $129K sold.
- 5 institutional investors held The9 Ltd (NCTY) as of Q3 2020, down from 9 in Q2 2020.
- Funds reported $1.11M of The9 Ltd stock for Q3 2020, up 194% quarter-over-quarter.
- 3 funds opened new The9 Ltd positions in Q3 2020 and 7 closed out, a net change of -4 holders.
- The largest The9 Ltd buyer in Q3 2020 was CVI Holdings, an estimated $1.46M added.
- The largest The9 Ltd seller in Q3 2020 was UBS Group, an estimated $129K sold.
Based on aggregated 13F filings for Q3 2020.