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NBT Bancorp
NBTB

136 hedge funds and large institutions have $530M invested in NBT Bancorp in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 41 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

360% more call options, than puts

Call options by funds: $901K | Put options by funds: $196K

100% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 7

22% more capital invested

Capital invested by funds: $435M → $530M (+$95.4M)

3% more funds holding

Funds holding: 132 → 136 (+4)

5% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 41

Holders
136
Holders Change
+4
Holders Change %
+3.03%
% of All Funds
3.63%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
43
Reduced
41
Closed
7
Calls
$901K
Puts
$196K
Net Calls
+$705K
Net Calls Change
-$596K

Top Buyers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
+$6.62M
2
Macquarie Group
Macquarie Group
Australia
+$6.11M
3
LSV Asset Management
LSV Asset Management
Illinois
+$5.98M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$1.92M
5
State Street
State Street
Massachusetts
+$1.36M

Top Sellers

Rank Fund Capital Flow
1
BMCMI
Bryn Mawr Capital Management Inc
Pennsylvania
-$2.76M
2
MAM
Martingale Asset Management
Massachusetts
-$1.17M
3
PWM
ParenteBeard Wealth Management
Pennsylvania
-$783K
4
MCM
Maltese Capital Management
New York
-$585K
5
PI
Putnam Investments
Massachusetts
-$575K
Name Holding Trade Value Shares
Change 		Change in
Stake
AF
126
Arrow Financial
New York
$20K – – –
BC
127
Bartlett & Co
Ohio
$20K – – –
Parallax Volatility Advisers
128
Parallax Volatility Advisers
California
$16K +$15.4K +622 New
MFS
129
MSI Financial Services
Massachusetts
$5K – – –
Creative Planning
130
Creative Planning
Kansas
$5K +$4.34K +176 New
GAM
131
Gemmer Asset Management
California
$4K – – –
TRCT
132
Tower Research Capital (TRC)
New York
$3K -$52.2K -2,115 -94%
ClearBridge Investments
133
ClearBridge Investments
New York
$3K – – –
Royal Bank of Canada
134
Royal Bank of Canada
Ontario, Canada
$2K -$326K -13,229 -99%
ST
135
Spot Trading
Illinois
$2K -$12.9K -524 -87%
Manulife (Manufacturers Life Insurance)
136
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$727 +$19.2K +778 +3%
BMCMI
137
Bryn Mawr Capital Management Inc
Pennsylvania
– -$2.76M -122,520 Closed
Goldman Sachs
138
Goldman Sachs
New York
– -$491K -21,791 Closed
Nomura Holdings
139
Nomura Holdings
Japan
– -$387K -17,078 Closed
CIP
140
Convergence Investment Partners
Florida
– -$359K -15,938 Closed
IMS
141
Index Management Solutions
Pennsylvania
– -$221K -9,834 Closed
BNP Paribas Financial Markets
142
BNP Paribas Financial Markets
France
– -$57.9K -2,571 Closed
2 3 4 5
6

NBTB Hedge Fund Activity: Q4 2014 in Review

136 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in NBT Bancorp (NBTB) for Q4 2014, worth a combined $530M — up 22% from $435M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NBTB positions and 7 closed out — a net gain of 7 holders — while 43 added to existing stakes and 41 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $6.62M. The largest seller was Bryn Mawr Capital Management Inc, exiting entirely with an estimated $2.76M sold.

  • 136 institutional investors held NBT Bancorp (NBTB) as of Q4 2014, up from 132 in Q3 2014.
  • Funds reported $530M of NBT Bancorp stock for Q4 2014, up 22% quarter-over-quarter.
  • 14 funds opened new NBT Bancorp positions in Q4 2014 and 7 closed out, a net change of +7 holders.
  • The largest NBT Bancorp buyer in Q4 2014 was BlackRock Fund Advisors, an estimated $6.62M added.
  • The largest NBT Bancorp seller in Q4 2014 was Bryn Mawr Capital Management Inc, an estimated $2.76M sold.

Based on aggregated 13F filings for Q4 2014.