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Neuberger Option Strategy ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$308K – – –
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$297K -$17.2K -620 -6%
Concurrent Investment Advisors
28
Concurrent Investment Advisors
Florida
$242K +$4.63K +167 +2%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$241K -$6.68K -241 -3%
CSPIA
30
Cary Street Partners Investment Advisory
Virginia
$209K -$1.36M -48,975 -87%
TA
31
TFB Advisors
Kansas
$205K +$203K +7,330 New
Compass Financial Management
32
Compass Financial Management
Florida
$130K +$127K +4,583 New
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$125K +$43.7K +1,575 +55%
Capital Analysts LLC
34
Capital Analysts LLC
Pennsylvania
$100K +$99K +3,572 New
Allworth Financial
35
Allworth Financial
California
$83K – – –
Q1WB
36
Quest 10 Wealth Builders
Virginia
$54.9K – – –
Farther Finance Advisors
37
Farther Finance Advisors
California
$46.6K -$7.9K -285 -15%
NBC Securities
38
NBC Securities
Alabama
$31.3K – – –
NewEdge Advisors
39
NewEdge Advisors
Louisiana
$28K – – –
TCM
40
Triumph Capital Management
Colorado
$13.4K +$388 +14 +3%
Morgan Stanley
41
Morgan Stanley
New York
$5.97K – – –
Geneos Wealth Management
42
Geneos Wealth Management
Colorado
$5.21K +$111 +4 +2%
KCM
43
Key Capital Management
Tennessee
$4.9K – – –
AG
44
AmeriFlex Group
Nevada
$2.83K – – –
NA
45
Networth Advisors
Pennsylvania
$1.44K – – –
KFG
46
Kingdom Financial Group
Arizona
$160 – – –
AE Wealth Management
47
AE Wealth Management
Kansas
– -$206K -7,707 Closed
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
– -$77K -2,888 Closed
Advisory Services Network
49
Advisory Services Network
Georgia
– -$26.6K -994 Closed
CWP
50
Cornerstone Wealth Partners
Michigan
– -$17.5K -655 Closed