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Neuberger Option Strategy ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Neuberger Berman Group
1
Neuberger Berman Group
New York
$181M -$3.91M -143,079 -2%
AssetMark Inc
2
AssetMark Inc
California
$27.7M -$602K -22,022 -2%
CSP
3
Cary Street Partners
Virginia
$20.9M +$374K +13,668 +2%
LPL Financial
4
LPL Financial
California
$16.1M +$479K +17,522 +3%
MML Investors Services
5
MML Investors Services
Massachusetts
$15.2M -$1.31M -47,933 -8%
MA
6
Marquette Associates
Illinois
$12.4M
PCP
7
Proficio Capital Partners
Massachusetts
$5.57M +$2.88M +105,335 +102%
WANY
8
Wealthspire Advisors (New York)
New York
$5.56M -$200K -7,301 -3%
Carson Wealth (CWM LLC)
9
Carson Wealth (CWM LLC)
Nebraska
$4.71M +$267K +9,754 +6%
Raymond James Financial
10
Raymond James Financial
Florida
$3.17M +$2.22M +81,256 +218%
UBS Group
11
UBS Group
Switzerland
$2.45M +$326K +11,930 +15%
FTS
12
Fifth Third Securities
Ohio
$2.36M +$1.07M +38,982 +79%
Osaic Holdings
13
Osaic Holdings
Arizona
$2.06M +$448K +16,376 +27%
JP Morgan Chase
14
JP Morgan Chase
New York
$1.79M +$907K +33,165 +94%
CSPIA
15
Cary Street Partners Investment Advisory
Virginia
$1.51M +$341K +12,457 +28%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.02M +$215K +7,850 +26%
HWM
17
HB Wealth Management
Georgia
$936K -$373K -13,622 -28%
EH
18
Equitable Holdings
New York
$664K +$237K +8,662 +55%
Cerity Partners
19
Cerity Partners
New York
$547K +$559K +20,455 New
OMC
20
Old Mission Capital
Illinois
$494K -$212K -7,767 -30%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$300K +$307K +11,226 New
Stifel Financial
22
Stifel Financial
Missouri
$294K
SPIA
23
Steward Partners Investment Advisory
New York
$284K
SC
24
Savant Capital
Illinois
$255K +$1.2K +44 +0.5%
HI
25
Harbour Investments
Wisconsin
$240K +$245K +8,971 New