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NBH

Neuberger Municipal Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$12.2M -$2.17M -134,680 -15%
Morgan Stanley
2
Morgan Stanley
New York
$1.65M -$18.2K -1,130 -1%
Wells Fargo
3
Wells Fargo
California
$1.57M +$116K +7,203 +8%
Bank of America
4
Bank of America
North Carolina
$1.47M +$10.9K +674 +0.7%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$1.25M +$277K +17,168 +29%
BC
6
Bartlett & Co
Ohio
$1.1M -$11.3K -700 -1%
PMG
7
ProVise Management Group
Florida
$887K +$29.2K +1,812 +3%
NL
8
NWAM LLC
Washington
$844K
HighTower Advisors
9
HighTower Advisors
Illinois
$776K +$29.9K +1,852 +4%
HK
10
Horizon Kinetics
New York
$690K +$3.22K +200 +0.5%
RJA
11
Raymond James & Associates
Florida
$673K
LPL Financial
12
LPL Financial
California
$643K +$38.7K +2,400 +6%
First Trust Advisors
13
First Trust Advisors
Illinois
$580K -$58.2K -3,608 -9%
Nuveen
14
Nuveen
North Carolina
$464K
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$460K +$45.2K +2,806 +11%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$452K +$1.27K +79 +0.3%
VanEck Associates
17
VanEck Associates
New York
$450K +$116K +7,199 +35%
GC
18
Guggenheim Capital
Illinois
$378K +$153K +9,485 +69%
RJT
19
Raymond James Trust
Florida
$262K
FAAS
20
First Allied Advisory Services
California
$215K
FAM
21
Formidable Asset Management
Ohio
$195K
AF
22
Affiance Financial
Minnesota
$193K
BA
23
BKS Advisors
Michigan
$188K
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$187K
SPC
25
Sigma Planning Corp
Michigan
$181K +$180K +11,180 New