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NBH

Neuberger Municipal Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$12.3M +$12.2M +789,878 New
Morgan Stanley
2
Morgan Stanley
New York
$2.85M -$123K -7,978 -4%
GC
3
Guggenheim Capital
Illinois
$1.72M -$1.1M -71,113 -39%
Wells Fargo
4
Wells Fargo
California
$1.35M -$6.43K -417 -0.5%
BC
5
Bartlett & Co
Ohio
$1.14M -$44.7K -2,900 -4%
RJA
6
Raymond James & Associates
Florida
$1.04M +$141K +9,135 +16%
BC
7
Brinker Capital
Pennsylvania
$1.03M -$12.9K -838 -1%
Invesco
8
Invesco
Georgia
$875K -$1.73M -112,258 -67%
NL
9
NWAM LLC
Washington
$813K
HighTower Advisors
10
HighTower Advisors
Illinois
$810K +$40.5K +2,628 +5%
PMG
11
ProVise Management Group
Florida
$809K +$37.8K +2,450 +5%
Nuveen
12
Nuveen
North Carolina
$759K
HK
13
Horizon Kinetics
New York
$753K -$13.9K -900 -2%
Bank of America
14
Bank of America
North Carolina
$747K +$387K +25,106 +110%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$733K +$105K +6,821 +17%
First Trust Advisors
16
First Trust Advisors
Illinois
$691K -$9.25K -600 -1%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$550K -$131K -8,519 -19%
RJT
18
Raymond James Trust
Florida
$298K -$6.89K -447 -2%
VanEck Associates
19
VanEck Associates
New York
$228K +$9.9K +642 +5%
FAAS
20
First Allied Advisory Services
California
$214K -$67.7K -4,394 -24%
FAM
21
Formidable Asset Management
Ohio
$183K -$172K -11,168 Closed
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$174K
LPL Financial
23
LPL Financial
California
$160K -$34K -2,207 -18%
SG Americas Securities
24
SG Americas Securities
New York
$111K +$110K +7,124 New
HCM
25
Highlander Capital Management
New Jersey
$47K