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Neuberger Municipal Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$234K – – –
SG Americas Securities
27
SG Americas Securities
New York
$231K +$231K +16,912 New
BHWM
28
Bar Harbor Wealth Management
New Hampshire
$219K – – –
AF
29
Affiance Financial
Minnesota
$190K +$28.5K +2,082 +18%
DA
30
Doliver Advisors
Texas
$174K +$174K +12,748 New
MFT
31
Moisand Fitzgerald Tamayo
Florida
$81K – – –
HNB
32
Huntington National Bank
Ohio
$80K – – –
AG
33
Advisor Group
Arizona
$55K +$54.7K +4,000 New
GWM
34
Geneos Wealth Management
Colorado
$51K – – –
HCM
35
Highlander Capital Management
New Jersey
$41K – – –
SPIA
36
Steward Partners Investment Advisory
New York
$34K – – –
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$33K – – –
SWM
38
SeaCrest Wealth Management
New York
$26K – – –
RFC
39
Regions Financial Corp
Alabama
$18K +$17.8K +1,300 New
HT
40
Heritage Trust
Oklahoma
$12K – – –
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$10K +$5.09K +372 +103%
WAM
42
Wolverine Asset Management
Illinois
$10K +$10.1K +742 New
CAC
43
Certified Advisory Corp
Florida
$7K -$7.3K -534 -52%
CTC
44
Central Trust Company
Missouri
$7K – – –
CCP
45
Clough Capital Partners
Massachusetts
– -$383K -27,800 Closed
Northern Trust
46
Northern Trust
Illinois
– -$1K -10,000 Closed
AOWM
47
Alpha Omega Wealth Management
Virginia
– -$30K -2,186 Closed