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Neuberger Commodity Strategy ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Neuberger Berman Group
1
Neuberger Berman Group
New York
$110M +$5.8M +228,610 +6%
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
$94M -$38.9M -1,534,362 -31%
Northwestern Mutual Wealth Management
3
Northwestern Mutual Wealth Management
Wisconsin
$38.5M +$7.79M +306,869 +29%
PAG
4
Private Advisor Group
New Jersey
$5.95M -$95.3K -3,756 -2%
LPL Financial
5
LPL Financial
California
$5.02M +$882K +34,752 +24%
Stifel Financial
6
Stifel Financial
Missouri
$4.14M +$1.04M +40,976 +38%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$3.55M +$3.22M +126,777 New
IWP
8
IAG Wealth Partners
Wisconsin
$3.4M -$713K -28,089 -19%
Raymond James Financial
9
Raymond James Financial
Florida
$2.18M +$1.6M +63,170 +429%
WIA
10
World Investment Advisors
California
$1.41M +$1.28M +50,371 New
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$781K +$442K +17,426 +167%
Osaic Holdings
12
Osaic Holdings
Arizona
$758K -$12.5K -492 -2%
NAM
13
NorthCrest Asset Manangement
Minnesota
$493K +$71.1K +2,801 +19%
BIG
14
Brookwood Investment Group
Arizona
$488K +$441K +17,394 New
VT
15
Vise Technologies
New York
$411K
Bank of America
16
Bank of America
North Carolina
$384K +$347K +13,688 New
WETS
17
Wealth Enhancement Trust Services
South Dakota
$310K +$177K +6,971 +171%
RFC
18
Regions Financial Corp
Alabama
$248K +$224K +8,844 +1,338%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$53K -$24K -944 -33%
Morgan Stanley
20
Morgan Stanley
New York
$34.1K
GSWM
21
Golden State Wealth Management
California
$14.1K +$254 +10 +2%
CWM
22
Consultiva Wealth Management
Puerto Rico
$11.9K
NS
23
NBC Securities
Alabama
$6.19K +$5.61K +221 New
ACA
24
Aptus Capital Advisors
Alabama
$1.01K +$914 +36 New
FFA
25
Farther Finance Advisors
California
$18 +$25 +1 New