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Neuberger Commodity Strategy ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Neuberger Berman Group
1
Neuberger Berman Group
New York
$107M +$3.25M +113,246 +3%
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
$96.9M +$5.58M +194,784 +6%
Northwestern Mutual Wealth Management
3
Northwestern Mutual Wealth Management
Wisconsin
$40.4M +$4.31M +150,223 +11%
LPL Financial
4
LPL Financial
California
$8.34M +$3.88M +135,427 +76%
Stifel Financial
5
Stifel Financial
Missouri
$3.95M +$30.8K +1,073 +0.7%
IWP
6
IAG Wealth Partners
Wisconsin
$2.66M -$598K -20,876 -17%
WETS
7
Wealth Enhancement Trust Services
South Dakota
$2.46M +$2.34M +81,636 +739%
Raymond James Financial
8
Raymond James Financial
Florida
$2.32M +$277K +9,650 +12%
Ameriprise
9
Ameriprise
Minnesota
$2.13M +$2.31M +80,424 New
WIA
10
World Investment Advisors
California
$1.41M
VT
11
Vise Technologies
New York
$1.36M +$948K +33,089 +182%
PAG
12
Private Advisor Group
New Jersey
$982K -$5.02M -175,236 -83%
Osaic Holdings
13
Osaic Holdings
Arizona
$797K +$86.5K +3,017 +11%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$714K -$26.3K -919 -3%
BIG
15
Brookwood Investment Group
Arizona
$473K +$12.8K +447 +3%
NAM
16
NorthCrest Asset Manangement
Minnesota
$473K -$8.83K -308 -2%
Bank of America
17
Bank of America
North Carolina
$452K +$96K +3,348 +24%
JP Morgan Chase
18
JP Morgan Chase
New York
$390K +$424K +14,790 New
AP
19
Advisors Preferred
Maryland
$336K +$363K +12,660 New
HWM
20
HB Wealth Management
Georgia
$257K +$277K +9,679 New
RFC
21
Regions Financial Corp
Alabama
$233K -$344 -12 -0.1%
MOS
22
MGO One Seven
Ohio
$221K +$239K +8,332 New
PTC
23
Private Trust Company
Ohio
$124K +$134K +4,685 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$50K
KFI
25
Key Financial Inc
Pennsylvania
$49.3K +$53.3K +1,860 New