|
1
|
Karpus Investment Management
Pittsford,
New York
|
$4.09M
|
-$305K
|
-23,174
|
-7%
|
|
|
2
|
Mackay Shields LLC
New York
|
$3.67M
|
–
|
–
|
–
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$3.61M
|
-$247K
|
-18,785
|
-6%
|
|
|
4
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$3.21M
|
-$1.1M
|
-83,570
|
-25%
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$1.65M
|
+$101K
|
+7,697
|
+6%
|
|
|
6
|
Parametric Portfolio Associates
Seattle,
Washington
|
$1.5M
|
-$108K
|
-8,241
|
-7%
|
|
|
7
|
|
$1.41M
|
+$1.43M
|
+108,759
|
New
|
|
|
8
|
|
$1.28M
|
+$369K
|
+28,060
|
+40%
|
|
|
9
|
Advisors Asset Management
Monument,
Colorado
|
$1.22M
|
+$717K
|
+54,507
|
+138%
|
|
|
10
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$1.21M
|
–
|
–
|
–
|
|
|
11
|
First Trust Advisors
Wheaton,
Illinois
|
$821K
|
-$10.9K
|
-829
|
-1%
|
|
|
12
|
|
$797K
|
–
|
–
|
–
|
|
|
13
|
Nuveen
Charlotte,
North Carolina
|
$744K
|
–
|
–
|
–
|
|
|
14
|
Wells Fargo
San Francisco,
California
|
$643K
|
-$52.6K
|
-3,999
|
-7%
|
|
|
15
|
|
$552K
|
-$28.6K
|
-2,174
|
-5%
|
|
|
16
|
Tradewinds Capital Management
Bellingham,
Washington
|
$408K
|
–
|
–
|
–
|
|
|
17
|
Capital Investment Advisors
Atlanta,
Georgia
|
$374K
|
-$11K
|
-838
|
-3%
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$309K
|
+$8.7K
|
+661
|
+3%
|
|
|
19
|
Bank of America
Charlotte,
North Carolina
|
$277K
|
-$61.8K
|
-4,696
|
-18%
|
|
|
20
|
Hollencrest Capital Management
Newport Beach,
California
|
$270K
|
–
|
–
|
–
|
|
|
21
|
VanEck Associates
New York
|
$240K
|
+$19.5K
|
+1,482
|
+9%
|
|
|
22
|
AQR Arbitrage
Greenwich,
Connecticut
|
$236K
|
-$295K
|
-22,400
|
-55%
|
|
|
23
|
Northside Capital Management
Hood River,
Oregon
|
$208K
|
–
|
–
|
–
|
|
|
24
|
Oppenheimer & Co
New York
|
$199K
|
–
|
–
|
–
|
|
|
25
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$199K
|
–
|
–
|
–
|
|
