|
1
|
Karpus Investment Management
Pittsford,
New York
|
$4.56M
|
-$28.2K
|
-2,100
|
-0.6%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$4.46M
|
+$626K
|
+46,543
|
+16%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$4.01M
|
+$153K
|
+11,358
|
+4%
|
|
|
4
|
Mackay Shields LLC
New York
|
$3.82M
|
–
|
–
|
–
|
|
|
5
|
Parametric Portfolio Associates
Seattle,
Washington
|
$1.67M
|
-$10.3K
|
-766
|
-0.6%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$1.61M
|
+$172K
|
+12,818
|
+12%
|
|
|
7
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$1.26M
|
+$180K
|
+13,400
|
+17%
|
|
|
8
|
|
$949K
|
+$590K
|
+43,907
|
+166%
|
|
|
9
|
First Trust Advisors
Wheaton,
Illinois
|
$865K
|
+$15.7K
|
+1,170
|
+2%
|
|
|
10
|
|
$829K
|
–
|
–
|
–
|
|
|
11
|
Nuveen
Charlotte,
North Carolina
|
$773K
|
–
|
–
|
–
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$722K
|
-$13.4K
|
-1,000
|
-2%
|
|
|
13
|
|
$603K
|
-$483K
|
-35,923
|
-45%
|
|
|
14
|
AQR Arbitrage
Greenwich,
Connecticut
|
$548K
|
+$546K
|
+40,620
|
New
|
|
|
15
|
Advisors Asset Management
Monument,
Colorado
|
$532K
|
+$531K
|
+39,463
|
New
|
|
|
16
|
Tradewinds Capital Management
Bellingham,
Washington
|
$424K
|
–
|
–
|
–
|
|
|
17
|
Capital Investment Advisors
Atlanta,
Georgia
|
$400K
|
-$2.29K
|
-170
|
-0.6%
|
|
|
18
|
Bank of America
Charlotte,
North Carolina
|
$351K
|
+$49.1K
|
+3,650
|
+16%
|
|
|
19
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$313K
|
+$65.7K
|
+4,888
|
+27%
|
|
|
20
|
Hollencrest Capital Management
Newport Beach,
California
|
$280K
|
–
|
–
|
–
|
|
|
21
|
HighTower Advisors
Chicago,
Illinois
|
$265K
|
-$77.9K
|
-5,795
|
-23%
|
|
|
22
|
VanEck Associates
New York
|
$229K
|
+$29.2K
|
+2,172
|
+15%
|
|
|
23
|
Northside Capital Management
Hood River,
Oregon
|
$216K
|
–
|
–
|
–
|
|
|
24
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$207K
|
–
|
–
|
–
|
|
|
25
|
Oppenheimer & Co
New York
|
$207K
|
+$1.44K
|
+107
|
+0.7%
|
|
