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PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund

92 hedge funds and large institutions have $202M invested in PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 41 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

193% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 14

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

8% more capital invested

Capital invested by funds: $188M → $202M (+$14.5M)

2% more funds holding

Funds holding: 9092 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.84% less ownership

Funds ownership: 61.13%59.29% (-1.8%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $210K

Holders
92
Holders Change
+2
Holders Change %
+2.22%
% of All Funds
2.02%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
41
Reduced
14
Closed
8
Calls
Puts
$210K
Net Calls
-$210K
Net Calls Change
-$210K
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$48.2M
UBS Group
2
UBS Group
Switzerland
$20.7M +$1.88M +34,037 +10%
Morgan Stanley
3
Morgan Stanley
New York
$18.4M +$1.24M +22,435 +7%
Wells Fargo
4
Wells Fargo
California
$13.6M +$1.28M +23,164 +10%
Bank of America
5
Bank of America
North Carolina
$12.3M +$1.44M +26,038 +13%
HighTower Advisors
6
HighTower Advisors
Illinois
$8.55M +$232K +4,194 +3%
BCI
7
Brinker Capital Investments
Pennsylvania
$6.33M +$210K +3,796 +3%
LPL Financial
8
LPL Financial
California
$5.27M +$1.58M +28,621 +43%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$4.4M +$1.46M +26,397 +50%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.35M +$40.3K +730 +0.9%
BFA
11
Beaumont Financial Advisors
Massachusetts
$3.82M -$55.8K -1,009 -1%
RWA
12
Redhawk Wealth Advisors
Minnesota
$3.34M +$129K +2,334 +4%
Stifel Financial
13
Stifel Financial
Missouri
$3.17M -$33.5K -606 -1%
FM
14
Foster & Motley
Ohio
$2.95M +$24.5K +444 +0.8%
SCA
15
Stokes Capital Advisors
South Carolina
$2.6M -$236K -4,270 -8%
PAG
16
Private Advisor Group
New Jersey
$2.56M +$1.42M +25,721 +125%
SA
17
Sunesis Advisors
Kansas
$2.33M
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$2.2M +$1.18M +21,403 +116%
Creative Planning
19
Creative Planning
Kansas
$1.87M +$1.88K +34 +0.1%
JCM
20
Janney Capital Management
Pennsylvania
$1.67M -$92.7K -1,677 -5%
CWM
21
Cornerstone Wealth Management
Missouri
$1.67M -$24K -435 -1%
ACP
22
Aviance Capital Partners
Florida
$1.64M +$129K +2,337 +9%
Fidelity Investments
23
Fidelity Investments
Massachusetts
$1.5M +$901K +16,297 +152%
BA
24
Boston Advisors
Massachusetts
$1.48M -$32.1K -581 -2%
RPGK
25
Retirement Planning Group (Kansas)
Kansas
$1.44M +$93.4K +1,690 +7%

MUNI Hedge Fund Activity: Q3 2019 in Review

92 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund (MUNI) for Q3 2019, worth a combined $202M — up 7.7% from $188M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new MUNI positions and 8 closed out — a net gain of 2 holders — while 41 added to existing stakes and 14 trimmed.

The largest buyer was UBS Group, adding an estimated $1.88M. The largest seller was Johnson Investment Counsel, exiting entirely with an estimated $2.37M sold.

  • 92 institutional investors held PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund (MUNI) as of Q3 2019, up from 90 in Q2 2019.
  • Funds reported $202M of PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund stock for Q3 2019, up 7.7% quarter-over-quarter.
  • 10 funds opened new PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund positions in Q3 2019 and 8 closed out, a net change of +2 holders.
  • The largest PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund buyer in Q3 2019 was UBS Group, an estimated $1.88M added.
  • The largest PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund seller in Q3 2019 was Johnson Investment Counsel, an estimated $2.37M sold.

Based on aggregated 13F filings for Q3 2019.