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PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund

42 hedge funds and large institutions have $72.6M invested in PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 20 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 14

6% more capital invested

Capital invested by funds: $68.5M → $72.6M (+$4.1M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.03% less ownership

Funds ownership: 37.68%37.64% (-0.03%)

5% less funds holding

Funds holding: 4442 (-2)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
1.36%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
20
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$14.9M +$4.17M +80,850 +40%
Morgan Stanley
2
Morgan Stanley
New York
$14M +$121K +2,347 +0.9%
GA
3
Gateway Advisory
New Jersey
$11.7M -$805K -15,594 -7%
Wells Fargo
4
Wells Fargo
California
$4.02M +$471K +9,119 +13%
CC
5
Curian Capital
Colorado
$3.74M -$397K -7,689 -10%
U
6
UBS
Switzerland
$2.9M +$304K +5,883 +12%
First Trust Advisors
7
First Trust Advisors
Illinois
$2.67M +$47.2K +914 +2%
VC
8
Vicus Capital
Pennsylvania
$1.82M -$411K -7,971 -19%
DD
9
Dominick & Dominick
New York
$1.55M -$51.6K -1,000 -3%
LPL Financial
10
LPL Financial
California
$1.42M +$236K +4,572 +20%
Jane Street
11
Jane Street
New York
$1.37M +$404K +7,820 +42%
HighTower Advisors
12
HighTower Advisors
Illinois
$1.06M +$244K +4,727 +30%
SC
13
SouthState Corp
Florida
$1.03M -$59.3K -1,149 -5%
CAN
14
Cetera Advisor Networks
California
$853K -$5.16K -100 -0.6%
RCAG
15
Rehmann Capital Advisory Group
Michigan
$779K +$65.8K +1,274 +9%
SFM
16
Signature Financial Management
Virginia
$762K +$754K +14,602 New
JP Morgan Chase
17
JP Morgan Chase
New York
$737K +$438K +8,484 +150%
SNC
18
Stifel Nicolaus & Co
Missouri
$701K +$38.2K +741 +6%
FM
19
Foster & Motley
Ohio
$689K +$16K +310 +2%
ACP
20
Aviance Capital Partners
Florida
$538K +$9.45K +183 +2%
OC
21
Oppenheimer & Co
New York
$514K -$286K -5,550 -36%
CWM
22
Cabot Wealth Management
Massachusetts
$491K -$410K -7,950 -46%
CCM
23
Coldstream Capital Management
Washington
$433K -$7.9K -153 -2%
JG
24
Jefferies Group
New York
$429K +$425K +8,230 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$340K -$127K -2,464 -27%

MUNI Hedge Fund Activity: Q3 2013 in Review

42 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund (MUNI) for Q3 2013, worth a combined $72.6M — up 6% from $68.5M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of MUNI and 2 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 20 added.

The largest buyer was Bank of America, adding an estimated $4.17M. The largest seller was Gateway Advisory, cutting an estimated $805K.

  • 42 institutional investors held PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund (MUNI) as of Q3 2013, down from 44 in Q2 2013.
  • Funds reported $72.6M of PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund stock for Q3 2013, up 6% quarter-over-quarter.
  • 2 funds opened new PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund positions in Q3 2013 and 3 closed out, a net change of -1 holder.
  • The largest PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund buyer in Q3 2013 was Bank of America, an estimated $4.17M added.
  • The largest PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund seller in Q3 2013 was Gateway Advisory, an estimated $805K sold.

Based on aggregated 13F filings for Q3 2013.