MONTGOMERY STR INCOME SECS
MTS
MTS was delisted on the 23rd of December, 2015.
34 hedge funds and large institutions have $73.5M invested in MONTGOMERY STR INCOME SECS in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 5 closing their positions.
40% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 5
33% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 9
6% more funds holding
Funds holding: 32 → 34 (+2)
4% more capital invested
Capital invested by funds: $70.7M → $73.5M (+$2.84M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
+$9.38M |
| 2 |
KIM
Karpus Investment Management
Pittsford,
New York
|
+$965K |
| 3 |
SI
SII Investments
Appleton,
Wisconsin
|
+$539K |
| 4 |
HK
Horizon Kinetics
New York
|
+$511K |
| 5 |
TC
TFS Capital
West Chester,
Pennsylvania
|
+$467K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
-$4.66M |
| 2 |
SIA
Sit Investment Associates
Minneapolis,
Minnesota
|
-$1.21M |
| 3 |
DA
Doliver Advisors
Houston,
Texas
|
-$732K |
| 4 |
FIMG
Financial & Investment Management Group
Traverse City,
Michigan
|
-$656K |
| 5 |
LPL Financial
San Diego,
California
|
-$620K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Citigroup
New York
| $30K | -$7.88K | -496 | -21% |
|
27
US Bancorp
Minneapolis,
Minnesota
| $23K | +$12.7K | +800 | +123% |
|
|
HR
28
Howe & Rusling
Rochester,
New York
| $20K | – | – | – |
|
29
Creative Planning
Overland Park,
Kansas
| $19K | +$19.9K | +1,250 | New |
|
|
PTC
30
Private Trust Company
Cleveland,
Ohio
| $16K | – | – | – |
|
|
TSW
31
Thompson Siegel & Walmsley
Richmond,
Virginia
| $12K | – | – | – |
|
|
TRCT
32
Tower Research Capital (TRC)
New York
| $9K | +$4.61K | +290 | +97% |
|
33
Bank of Montreal
Toronto,
Ontario, Canada
| $6K | – | – | – |
|
|
PTCG
34
Pring Turner Capital Group
Alamo,
California
| $5K | +$4.76K | +300 | New |
|
|
RCM
35
Rivernorth Capital Management
West Palm Beach,
Florida
| – | -$4.66M | -296,684 | Closed |
|
|
WJA
36
Williams Jones & Associates
New York
| – | -$424K | -27,016 | Closed |
|
37
Ameriprise
Minneapolis,
Minnesota
| – | -$310K | -19,757 | Closed |
|
38
First Trust Advisors
Wheaton,
Illinois
| – | -$172K | -10,931 | Closed |
|
|
MA
39
MUFG Americas
New York
| – | -$17K | -1,100 | Closed |
|
MTS Hedge Fund Activity: Q4 2013 in Review
34 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in MONTGOMERY STR INCOME SECS (MTS) for Q4 2013, worth a combined $73.5M — up 4% from $70.7M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new MTS positions and 5 closed out — a net gain of 2 holders — while 12 added to existing stakes and 9 trimmed.
The largest buyer was 1607 Capital Partners, adding an estimated $9.38M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $4.66M sold.
- 34 institutional investors held MONTGOMERY STR INCOME SECS (MTS) as of Q4 2013, up from 32 in Q3 2013.
- Funds reported $73.5M of MONTGOMERY STR INCOME SECS stock for Q4 2013, up 4% quarter-over-quarter.
- 7 funds opened new MONTGOMERY STR INCOME SECS positions in Q4 2013 and 5 closed out, a net change of +2 holders.
- The largest MONTGOMERY STR INCOME SECS buyer in Q4 2013 was 1607 Capital Partners, an estimated $9.38M added.
- The largest MONTGOMERY STR INCOME SECS seller in Q4 2013 was Rivernorth Capital Management, an estimated $4.66M sold.
Based on aggregated 13F filings for Q4 2013.