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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
PFS
101
Prospera Financial Services
Texas
$31K +$31.2K +979 New
National Bank of Canada
102
National Bank of Canada
Quebec, Canada
$30K
UBS Group
103
UBS Group
Switzerland
$27K +$4.23K +133 +19%
GFPC
104
Global Financial Private Client
Florida
$21.4K
HNB
105
Huntington National Bank
Ohio
$21K
HWMA
106
Heritage Wealth Management (Arizona)
Arizona
$18K +$17.8K +559 New
HFA
107
HC Financial Advisors
California
$17K -$8.88K -279 -34%
NWM
108
Nauset Wealth Management
Connecticut
$13K +$13K +408 New
APA
109
American Portfolios Advisors
New York
$11.9K -$860 -27 -7%
LFASL
110
Lugano Financial Advisors SA (LFA)
Switzerland
$9K +$10.3K +324 New
HA
111
Herold Advisors
New York
$6.39K +$6.37K +200 New
NFSG
112
Newbridge Financial Services Group
Florida
$5K +$4.49K +141 New
GWM
113
Geneos Wealth Management
Colorado
$5K +$5.67K +178 New
TWC
114
TD Waterhouse Canada
Ontario, Canada
$4.48K
MCC
115
Money Concepts Capital
Florida
$4K +$4.08K +128 New
CCM
116
Cribstone Capital Management
Maine
$3K +$1.81K +57 +154%
PFGIA
117
Patriot Financial Group Insurance Agency
Massachusetts
$2K -$41K -1,289 -94%
VNA
118
Valley National Advisers
Pennsylvania
$2K
Fidelity Investments
119
Fidelity Investments
Massachusetts
$1K -$446 -14 -32%
SWM
120
Sugarloaf Wealth Management
Georgia
$1K
CAPTRUST Financial Advisors
121
CAPTRUST Financial Advisors
North Carolina
$1K +$860 +27 New
GEA
122
Glen Eagle Advisors
New Jersey
$575
CFIA
123
Cantor Fitzgerald Investment Advisors
New York
-$32.9M -1,021,161 Closed
Bank of New York Mellon
124
Bank of New York Mellon
New York
-$1.75M -54,254 Closed
AI
125
Atria Investments
North Carolina
-$1.69M -52,400 Closed