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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CFD
101
Creative Financial Designs
Indiana
$109K +$936 +28 +0.9%
HWMA
102
Heritage Wealth Management (Arizona)
Arizona
$86K -$122K -3,648 -59%
PB
103
Pinnacle Bancorp
Nebraska
$85K
GTAM
104
Global Trust Asset Management
Florida
$67K
HFA
105
HC Financial Advisors
California
$65K
US Bancorp
106
US Bancorp
Minnesota
$51K
HI
107
Harbour Investments
Wisconsin
$49K +$4.78K +143 +11%
FDCDDQ
108
Federation des caisses Desjardins du Quebec
Quebec, Canada
$48.9K
OSNBOA
109
Old Second National Bank of Aurora
Illinois
$39K -$1.14K -34 -3%
SC
110
Sierra Capital
Florida
$38K
CFB
111
Cullen/Frost Bankers
Texas
$34K +$33.5K +1,002 New
AssetMark Inc
112
AssetMark Inc
California
$26K +$26.3K +788 New
GFPC
113
Global Financial Private Client
Florida
$22.4K
GWM
114
Geneos Wealth Management
Colorado
$22K -$2.88K -86 -11%
CTB
115
Country Trust Bank
Illinois
$18K +$17.8K +531 New
APA
116
American Portfolios Advisors
New York
$17.9K
LS
117
Leelyn Smith
Illinois
$14K
PFGIA
118
Patriot Financial Group Insurance Agency
Massachusetts
$12K +$2.01K +60 +20%
AF
119
Advisornet Financial
Minnesota
$8K -$468 -14 -6%
ASN
120
Advisory Services Network
Georgia
$8K +$8.33K +249 New
WQ
121
Wealth Quarterback
New Jersey
$4K +$3.18K +95 New
Fidelity Investments
122
Fidelity Investments
Massachusetts
$3K -$26.1K -780 -91%
BWA
123
BDO Wealth Advisors
Florida
$3K
VNA
124
Valley National Advisers
Pennsylvania
$3K
SWM
125
Sugarloaf Wealth Management
Georgia
$1K -$6.82K -204 -89%