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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
ASN
101
Advisory Services Network
Georgia
$43K
CWM
102
Consultiva Wealth Management
Puerto Rico
$38K +$38.4K +1,131 New
CQS
103
Credential Qtrade Securities
$29.3K +$29.9K +880 New
GWM
104
Geneos Wealth Management
Colorado
$24K +$2.58K +76 +10%
GFPC
105
Global Financial Private Client
Florida
$22.2K
SWM
106
Sugarloaf Wealth Management
Georgia
$21K -$11.6K -343 -35%
APA
107
American Portfolios Advisors
New York
$17.8K
OSNBOA
108
Old Second National Bank of Aurora
Illinois
$16K +$1.76K +52 +12%
RFWA
109
RPg Family Wealth Advisory
Massachusetts
$13.4K -$1.7K -50 -11%
LS
110
Leelyn Smith
Illinois
$13K +$2.07K +61 +18%
VNA
111
Valley National Advisers
Pennsylvania
$11K
GRP
112
Global Retirement Partners
California
$11K +$11.5K +338 New
AF
113
Advisornet Financial
Minnesota
$9K -$419K -12,336 -98%
PFGIA
114
Patriot Financial Group Insurance Agency
Massachusetts
$9K
Bank of Montreal
115
Bank of Montreal
Ontario, Canada
$7K -$6.28K -185 -46%
Fifth Third Bancorp
116
Fifth Third Bancorp
Ohio
$4K +$645 +19 +19%
BWA
117
BDO Wealth Advisors
Florida
$2K
Fidelity Investments
118
Fidelity Investments
Massachusetts
$2K
LWA
119
Lenox Wealth Advisors
New York
$2K
Northwestern Mutual Wealth Management
120
Northwestern Mutual Wealth Management
Wisconsin
$2K +$1.7K +50 New
CAGAS
121
Capital Advisory Group Advisory Services
Minnesota
$2K +$1.87K +55 New
DAC
122
Dividend Assets Capital
South Carolina
$2K +$1.87K +55 New
CCC
123
Crescent Capital Consulting
Louisiana
$2K +$1.97K +58 New
PMFA
124
Plante Moran Financial Advisors
Michigan
$1K +$543 +16 New
GEA
125
Glen Eagle Advisors
New Jersey
$600 +$611 +18 New