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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
FCBT
101
First Citizens Bank & Trust
North Carolina
$248K +$244K +7,465 New
CWA
102
Clarus Wealth Advisors
Arizona
$241K -$28.1K -861 -11%
AWM
103
AE Wealth Management
Kansas
$229K -$8.75K -268 -4%
MC
104
Moors & Cabot
Massachusetts
$218K -$1.86K -57 -0.9%
MPWT
105
MassMutual Private Wealth & Trust
Connecticut
$216K -$4.47K -137 -2%
LFAS
106
Level Four Advisory Services
Texas
$210K -$99.6K -3,050 -33%
SS
107
Simplicity Solutions
Minnesota
$210K +$207K +6,327 New
CFG
108
Capstone Financial Group
Oklahoma
$210K +$207K +6,332 New
GTAM
109
Global Trust Asset Management
Florida
$208K
FIA
110
FNY Investment Advisers
New York
$199K +$118K +3,608 +151%
AG
111
Advisor Group
Arizona
$188K -$4.28K -131 -2%
ACM
112
Allred Capital Management
Texas
$139K +$137K +4,201 New
EP
113
Eudaimonia Partners
Tennessee
$139K +$136K +4,174 New
Fifth Third Bancorp
114
Fifth Third Bancorp
Ohio
$89K -$26.2K -802 -23%
PB
115
Pinnacle Bancorp
Nebraska
$84K
AIC
116
Ameritas Investment Company
Nebraska
$83K -$14K -429 -15%
HR
117
Howe & Rusling
New York
$54K +$25.5K +782 +94%
US Bancorp
118
US Bancorp
Minnesota
$50K
GFPC
119
Global Financial Private Client
Florida
$37.1K +$36.5K +1,118 New
Citigroup
120
Citigroup
New York
$16K +$16.2K +495 New
Bank of Montreal
121
Bank of Montreal
Ontario, Canada
$13K
ASN
122
Advisory Services Network
Georgia
$13K +$3.56K +109 +37%
VNA
123
Valley National Advisers
Pennsylvania
$11K -$4.28K -131 -28%
LS
124
Leelyn Smith
Illinois
$11K +$11.2K +343 New
PO
125
Private Ocean
California
$8K -$82.9K -2,540 -91%