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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CreativeOne Wealth
76
CreativeOne Wealth
Kansas
– -$673K -20,483 Closed
World Investment Advisors
77
World Investment Advisors
California
– -$314K -9,558 Closed
Flow Traders U.S.
78
Flow Traders U.S.
New York
– -$220K -6,679 Closed
SageView Advisory Group
79
SageView Advisory Group
California
– -$200K -6,097 Closed
HAS
80
HBW Advisory Services
California
– -$113K -3,423 Closed
RL
81
Rogco LP
Oklahoma
– -$84K -2,556 Closed
GM
82
GeoWealth Management
Illinois
– -$35K -1,064 Closed
VNA
83
Valley National Advisers
Pennsylvania
– -$1K -52 Closed