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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CAAS
76
Capital Asset Advisory Services
Michigan
$323K +$9.12K +283 +3%
Sigma Planning Corp
77
Sigma Planning Corp
Michigan
$317K +$8.15K +253 +3%
EP
78
Eudaimonia Partners
Tennessee
$309K +$18.6K +578 +7%
HighTower Advisors
79
HighTower Advisors
Illinois
$279K -$3.03K -94 -1%
MAFM
80
Mid Atlantic Financial Management
Pennsylvania
$266K -$21.9K -680 -8%
Simplicity Solutions
81
Simplicity Solutions
Minnesota
$263K +$27.6K +857 +12%
PCP
82
Proficio Capital Partners
Massachusetts
$253K -$91.5K -2,840 -27%
VWA
83
Visionary Wealth Advisors
Illinois
$238K +$20.8K +645 +10%
SG
84
StoneX Group
New York
$228K +$1.84K +57 +0.8%
BO
85
BRR OpCo
Ohio
$225K -$47.2K -1,465 -18%
MC
86
Moors & Cabot
Massachusetts
$221K -$77.3K -2,400 -27%
Lincoln National Corp
87
Lincoln National Corp
Pennsylvania
$216K -$145K -4,502 -41%
CFD
88
Creative Financial Designs
Indiana
$210K +$4.09K +127 +2%
MassMutual Private Wealth & Trust
89
MassMutual Private Wealth & Trust
Connecticut
$190K +$6.7K +208 +4%
GM
90
GeoWealth Management
Illinois
$181K +$173K +5,383 New
Belpointe Asset Management
91
Belpointe Asset Management
Nevada
$175K – – –
HR
92
Howe & Rusling
New York
$126K +$52K +1,615 +76%
AP
93
Advisors Preferred
Maryland
$116K +$111K +3,454 New
PB
94
Pinnacle Bancorp
Nebraska
$85K – – –
HFA
95
HC Financial Advisors
California
$77K – – –
GTAM
96
Global Trust Asset Management
Florida
$67K -$137K -4,265 -68%
UBS Group
97
UBS Group
Switzerland
$59K +$56.3K +1,746 New
FHA
98
Flagship Harbor Advisors
Massachusetts
$50K – – –
US Bancorp
99
US Bancorp
Minnesota
$46K – – –
Advisory Services Network
100
Advisory Services Network
Georgia
$43K +$41.4K +1,285 New