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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
IHT Wealth Management
76
IHT Wealth Management
Illinois
– -$104K -3,378 Closed
IIC
77
Integrated Investment Consultants
Michigan
– -$62K -2,003 Closed
PCG
78
Private Capital Group
Connecticut
– -$31K -1,000 Closed
RFWA
79
RPg Family Wealth Advisory
Massachusetts
– -$23.9K -779 Closed
SP
80
SWS Partners
Ohio
– -$5K -149 Closed