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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Diversify Advisory Services
51
Diversify Advisory Services
Utah
$241K – – –
LFS
52
Legacy Financial Strategies
Kansas
$231K – – –
Prospera Financial Services
53
Prospera Financial Services
Texas
$225K -$12.4K -350 -5%
Perigon Wealth Management
54
Perigon Wealth Management
California
$222K -$6.51K -183 -3%
NewEdge Advisors
55
NewEdge Advisors
Louisiana
$219K +$217K +6,106 New
Susquehanna International Group
56
Susquehanna International Group
Pennsylvania
$212K +$210K +5,915 New
MCI
57
MRP Capital Investments
Georgia
$176K +$178K +5,000 New
CF
58
Centaurus Financial
California
$130K -$782 -22 -0.6%
CFD
59
Creative Financial Designs
Indiana
$110K – – –
ETS
60
ESL Trust Services
New York
$107K -$78.2K -2,200 -42%
Comerica Bank
61
Comerica Bank
Texas
$61.5K – – –
IFP Advisors
62
IFP Advisors
Florida
$55.4K +$4.34K +122 +9%
NS
63
NBC Securities
Alabama
$51.3K +$50.8K +1,429 New
Carson Wealth (CWM LLC)
64
Carson Wealth (CWM LLC)
Nebraska
$46K -$9.67K -272 -18%
Global Retirement Partners
65
Global Retirement Partners
California
$44.2K – – –
Harbour Investments
66
Harbour Investments
Wisconsin
$24.7K – – –
SA
67
Scarborough Advisors
Maryland
$24.2K – – –
Advisory Services Network
68
Advisory Services Network
Georgia
$19.2K +$19K +534 New
BOJHT
69
Bank of Jackson Hole Trust
Wyoming
$17.9K – – –
HWA
70
HHM Wealth Advisors
Tennessee
$16K -$60.8K -1,710 -79%
TSMHT
71
Thurston Springer Miller Herd & Titak
Indiana
$14.9K -$192K -5,404 -93%
UBS Group
72
UBS Group
Switzerland
$13.7K +$6.9K +194 +103%
CAM
73
Costello Asset Management
Pennsylvania
$10.8K – – –
SWIM
74
Smallwood Wealth Investment Management
New Jersey
$9.19K – – –
Parallel Advisors
75
Parallel Advisors
California
$5.74K – – –