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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CF
51
Centaurus Financial
California
$128K – – –
CFD
52
Creative Financial Designs
Indiana
$108K – – –
HWA
53
HHM Wealth Advisors
Tennessee
$76.1K +$74.8K +2,157 New
Comerica Bank
54
Comerica Bank
Texas
$60.4K – – –
Carson Wealth (CWM LLC)
55
Carson Wealth (CWM LLC)
Nebraska
$55K – – –
IFP Advisors
56
IFP Advisors
Florida
$50.1K – – –
Fidelity Investments
57
Fidelity Investments
Massachusetts
$49.9K +$21.5K +621 +78%
Global Retirement Partners
58
Global Retirement Partners
California
$43.4K +$42.7K +1,231 New
Ameritas Advisory Services
59
Ameritas Advisory Services
Nebraska
$35.7K +$35.1K +1,013 New
Harbour Investments
60
Harbour Investments
Wisconsin
$24.3K – – –
SA
61
Scarborough Advisors
Maryland
$23.7K +$23.4K +673 New
CoreCap Advisors
62
CoreCap Advisors
Michigan
$20.2K -$1.15K -33 -5%
BOJHT
63
Bank of Jackson Hole Trust
Wyoming
$17.6K – – –
CAM
64
Costello Asset Management
Pennsylvania
$10.6K – – –
SWIM
65
Smallwood Wealth Investment Management
New Jersey
$9.03K – – –
Allworth Financial
66
Allworth Financial
California
$7.58K – – –
UBS Group
67
UBS Group
Switzerland
$6.63K -$5.79K -167 -47%
TFA
68
Toth Financial Advisory
Virginia
$5.79K +$5.69K +164 New
Parallel Advisors
69
Parallel Advisors
California
$5.64K – – –
O'Shaughnessy Asset Management
70
O'Shaughnessy Asset Management
Connecticut
$3.1K -$14.5K -419 -83%
GWSG
71
GPS Wealth Strategies Group
Colorado
$2.33K +$2.29K +66 New
KFI
72
Key Financial Inc
Pennsylvania
$459 – – –
Q1WB
73
Quest 10 Wealth Builders
Virginia
$176 -$104 -3 -38%
QAM
74
Q3 Asset Management
Michigan
– -$3.8M -110,696 Closed
Greenleaf Trust
75
Greenleaf Trust
Michigan
– -$535K -15,600 Closed