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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CFD
51
Creative Financial Designs
Indiana
$105K -$50.5K -1,501 -33%
AE Wealth Management
52
AE Wealth Management
Kansas
$59.9K +$58.8K +1,746 New
Comerica Bank
53
Comerica Bank
Texas
$58.7K – – –
Carson Wealth (CWM LLC)
54
Carson Wealth (CWM LLC)
Nebraska
$53K -$707 -21 -1%
IFP Advisors
55
IFP Advisors
Florida
$48.7K -$13.2K -393 -22%
Fidelity Investments
56
Fidelity Investments
Massachusetts
$27.2K +$20.4K +607 +326%
Harbour Investments
57
Harbour Investments
Wisconsin
$23.6K +$20.9K +622 +928%
GFPC
58
Global Financial Private Client
Florida
$22.9K – – –
CoreCap Advisors
59
CoreCap Advisors
Michigan
$20.7K +$1.08K +32 +6%
O'Shaughnessy Asset Management
60
O'Shaughnessy Asset Management
Connecticut
$17.4K +$17.1K +507 New
BOJHT
61
Bank of Jackson Hole Trust
Wyoming
$16.8K – – –
UBS Group
62
UBS Group
Switzerland
$12.2K +$5.22K +155 +78%
CAM
63
Costello Asset Management
Pennsylvania
$10.3K +$10.1K +300 New
SWIM
64
Smallwood Wealth Investment Management
New Jersey
$8.78K +$8.62K +256 New
Allworth Financial
65
Allworth Financial
California
$7.39K +$7.24K +215 New
FDW
66
Fourth Dimension Wealth
Ohio
$6.86K – – –
Parallel Advisors
67
Parallel Advisors
California
$5.49K – – –
KFI
68
Key Financial Inc
Pennsylvania
$446 – – –
Q1WB
69
Quest 10 Wealth Builders
Virginia
$274 -$202 -6 -43%
RL
70
Retireful LLC
Michigan
– -$811K -24,607 Closed
Jane Street
71
Jane Street
New York
– -$685K -20,782 Closed
Citadel Advisors
72
Citadel Advisors
Florida
– -$674K -20,436 Closed
Susquehanna International Group
73
Susquehanna International Group
Pennsylvania
– -$412K -12,501 Closed
Avantax Advisory Services
74
Avantax Advisory Services
Texas
– -$305K -9,247 Closed
NWM
75
Napa Wealth Management
California
– -$281K -8,515 Closed