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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
TSMHT
51
Thurston Springer Miller Herd & Titak
Indiana
$171K +$28.9K +881 +21%
CFD
52
Creative Financial Designs
Indiana
$150K -$384K -11,699 -72%
CF
53
Centaurus Financial
California
$120K – – –
IFP Advisors
54
IFP Advisors
Florida
$59.8K – – –
Comerica Bank
55
Comerica Bank
Texas
$56.4K – – –
PB
56
Pinnacle Bancorp
Nebraska
$52.2K – – –
Carson Wealth (CWM LLC)
57
Carson Wealth (CWM LLC)
Nebraska
$52K +$690 +21 +1%
GTAM
58
Global Trust Asset Management
Florida
$51.7K -$13.8K -419 -21%
Global Retirement Partners
59
Global Retirement Partners
California
$26K -$9.04K -275 -26%
GFPC
60
Global Financial Private Client
Florida
$22K – – –
CoreCap Advisors
61
CoreCap Advisors
Michigan
$18.9K -$1.12K -34 -6%
BOJHT
62
Bank of Jackson Hole Trust
Wyoming
$16.5K +$16.4K +500 New
JP Morgan Chase
63
JP Morgan Chase
New York
$13.2K +$10.5K +321 +406%
Steward Partners Investment Advisory
64
Steward Partners Investment Advisory
New York
$10.4K +$10.4K +316 New
FDW
65
Fourth Dimension Wealth
Ohio
$6.59K +$6.57K +200 New
UBS Group
66
UBS Group
Switzerland
$6.59K +$6.57K +200 New
Fidelity Investments
67
Fidelity Investments
Massachusetts
$6.13K +$5.42K +165 +786%
Parallel Advisors
68
Parallel Advisors
California
$5.27K – – –
Harbour Investments
69
Harbour Investments
Wisconsin
$2.21K – – –
SWM
70
Sugarloaf Wealth Management
Georgia
$853 – – –
Q1WB
71
Quest 10 Wealth Builders
Virginia
$461 +$460 +14 New
KFI
72
Key Financial Inc
Pennsylvania
$428 – – –
Manulife (Manufacturers Life Insurance)
73
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$31.1M -946,478 Closed
BRWA
74
B. Riley Wealth Advisors
Florida
– -$6.44M -196,005 Closed
QAM
75
Q3 Asset Management
Michigan
– -$5.14M -156,382 Closed