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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
RF
51
RHS Financial
California
$303K +$41.8K +1,332 +16%
Cambridge Investment Research Advisors
52
Cambridge Investment Research Advisors
Iowa
$294K -$4.3K -137 -1%
OMC
53
Old Mission Capital
Illinois
$271K +$271K +8,634 New
Carson Wealth (CWM LLC)
54
Carson Wealth (CWM LLC)
Nebraska
$264K +$137K +4,378 +109%
ML
55
McAdam LLC
Pennsylvania
$247K -$49.1K -1,565 -17%
GM
56
GeoWealth Management
Illinois
$216K +$73K +2,326 +51%
GRP
57
Global Retirement Partners
California
$216K -$74.6K -2,377 -26%
RL
58
Rogco LP
Oklahoma
$138K -$2.26K -72 -2%
CF
59
Centaurus Financial
California
$106K +$376 +12 +0.4%
IA
60
IFP Advisors
Florida
$71.2K -$408K -13,011 -85%
WPWM
61
Western Pacific Wealth Management
Illinois
$62.8K
GTAM
62
Global Trust Asset Management
Florida
$62.5K
UBS Group
63
UBS Group
Switzerland
$55.8K +$42.2K +1,344 +310%
PS
64
Principal Securities
Iowa
$51.1K +$51.1K +1,628 New
PB
65
Pinnacle Bancorp
Nebraska
$49.8K
National Bank of Canada
66
National Bank of Canada
Quebec, Canada
$40.9K
AA
67
Ancora Advisors
Ohio
$40.8K -$91K -2,900 -69%
S
68
Sachetta
Massachusetts
$38.6K +$38.5K +1,229 New
SPIA
69
Steward Partners Investment Advisory
New York
$33.1K +$33.1K +1,055 New
TCPG
70
Trivant Custom Portfolio Group
California
$32.8K +$32.8K +1,045 New
RG
71
Retirement Group
California
$31.4K
JP Morgan Chase
72
JP Morgan Chase
New York
$29.9K +$26.3K +838 +748%
PA
73
Parallel Advisors
California
$24.3K -$60.1K -1,915 -71%
SA
74
Scarborough Advisors
Maryland
$21.1K +$21.1K +673 New
GFPC
75
Global Financial Private Client
Florida
$20.9K