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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$672K +$422K +12,540 +178%
FFN
27
Focus Financial Network
Minnesota
$663K +$17K +504 +3%
KAS
28
Kestra Advisory Services
Texas
$622K -$8.89K -264 -1%
MCM
29
MAI Capital Management
Ohio
$620K -$1.05M -31,155 -63%
DWAM
30
Duncan Williams Asset Management
Tennessee
$570K -$12.3K -364 -2%
ONB
31
Old National Bancorp
Indiana
$564K -$1.25K -37 -0.2%
GT
32
Greenleaf Trust
Michigan
$535K -$1.1M -32,722 -68%
Wells Fargo
33
Wells Fargo
California
$517K -$5.99K -178 -1%
IAN
34
Integrated Advisors Network
Texas
$464K -$46.8K -1,391 -9%
RF
35
RHS Financial
California
$370K -$107K -3,191 -23%
BAM
36
Belpointe Asset Management
Nevada
$361K +$355K +10,530 New
Rockefeller Capital Management
37
Rockefeller Capital Management
New York
$349K
ML
38
McAdam LLC
Pennsylvania
$322K -$18.2K -542 -5%
WAP
39
Wealthcare Advisory Partners
Pennsylvania
$311K -$136K -4,046 -31%
Osaic Holdings
40
Osaic Holdings
Arizona
$293K -$170K -5,053 -37%
Cetera Investment Advisers
41
Cetera Investment Advisers
Illinois
$267K -$2.46K -73 -0.9%
CMMS
42
Comprehensive Money Management Services
Florida
$258K -$10.1K -300 -4%
DAS
43
Diversify Advisory Services
Utah
$233K
MML Investors Services
44
MML Investors Services
Massachusetts
$231K -$33.9K -1,008 -13%
LFS
45
Legacy Financial Strategies
Kansas
$228K -$63.7K -1,892 -22%
PFS
46
Prospera Financial Services
Texas
$221K -$14.9K -444 -6%
WS
47
Wedbush Securities
California
$207K +$204K +6,044 New
SF
48
Summit Financial
New Jersey
$201K +$197K +5,848 New
ETS
49
ESL Trust Services
New York
$178K -$21K -625 -11%
CF
50
Centaurus Financial
California
$125K