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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CW
26
CreativeOne Wealth
Kansas
$673K -$269K -8,296 -29%
KAS
27
Kestra Advisory Services
Texas
$628K -$67.5K -2,082 -10%
FFN
28
Focus Financial Network
Minnesota
$607K +$15.5K +477 +3%
BCI
29
Brinker Capital Investments
Pennsylvania
$588K -$23.8K -735 -4%
OPS
30
Orion Portfolio Solutions
Nebraska
$588K -$23.8K -735 -4%
DWAM
31
Duncan Williams Asset Management
Tennessee
$546K +$538K +16,600 New
WAP
32
Wealthcare Advisory Partners
Pennsylvania
$545K -$229K -7,055 -30%
CFD
33
Creative Financial Designs
Indiana
$534K -$26.8K -827 -5%
ONB
34
Old National Bancorp
Indiana
$532K +$43.9K +1,355 +9%
RF
35
RHS Financial
California
$500K +$493K +15,200 New
IAN
36
Integrated Advisors Network
Texas
$452K -$14.2K -439 -3%
Wells Fargo
37
Wells Fargo
California
$438K -$10.3K -318 -2%
Osaic Holdings
38
Osaic Holdings
Arizona
$406K -$59.1K -1,824 -13%
LFS
39
Legacy Financial Strategies
Kansas
$335K +$292 +9 +0.1%
WIA
40
World Investment Advisors
California
$314K +$310K +9,558 New
MML Investors Services
41
MML Investors Services
Massachusetts
$312K -$65K -2,006 -17%
ML
42
McAdam LLC
Pennsylvania
$308K +$28.4K +876 +10%
Cetera Investment Advisers
43
Cetera Investment Advisers
Illinois
$247K -$31.6K -974 -11%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$224K -$72.4K -2,233 -25%
DAS
45
Diversify Advisory Services
Utah
$221K
FTUS
46
Flow Traders U.S.
New York
$220K +$216K +6,679 New
SAG
47
SageView Advisory Group
California
$200K -$9.36K -289 -5%
ETS
48
ESL Trust Services
New York
$191K
TSMHT
49
Thurston Springer Miller Herd & Titak
Indiana
$141K -$33K -1,018 -19%
CF
50
Centaurus Financial
California
$120K +$2.75K +85 +2%