|
1
|
Mackay Shields LLC
New York
|
$11.7M
|
-$1.8M
|
-174,190
|
-14%
|
|
|
2
|
Saba Capital Management
New York
|
$10.4M
|
+$4.07M
|
+393,119
|
+66%
|
|
|
3
|
Karpus Investment Management
Pittsford,
New York
|
$8.44M
|
+$60.6K
|
+5,850
|
+0.7%
|
|
|
4
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
$7.81M
|
+$242K
|
+23,348
|
+3%
|
|
|
5
|
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
$5.69M
|
+$715K
|
+69,017
|
+15%
|
|
|
6
|
Guggenheim Capital
Chicago,
Illinois
|
$5.31M
|
-$60.5K
|
-5,842
|
-1%
|
|
|
7
|
|
$3.92M
|
-$460K
|
-44,455
|
-11%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$3.28M
|
-$218K
|
-21,035
|
-6%
|
|
|
9
|
Claybrook Capital
Wellesley,
Massachusetts
|
$3.06M
|
–
|
–
|
–
|
|
|
10
|
Logan Stone Capital
Chicago,
Illinois
|
$2.76M
|
-$625K
|
-60,337
|
-19%
|
|
|
11
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$2.17M
|
+$1.07M
|
+103,321
|
+100%
|
|
|
12
|
AQR Arbitrage
Greenwich,
Connecticut
|
$1.48M
|
+$262K
|
+25,335
|
+22%
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
$1.05M
|
-$39.6K
|
-3,827
|
-4%
|
|
|
14
|
Wells Fargo
San Francisco,
California
|
$828K
|
-$95.6K
|
-9,232
|
-10%
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$753K
|
+$11.4K
|
+1,100
|
+2%
|
|
|
16
|
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
$749K
|
+$249K
|
+24,000
|
+50%
|
|
|
17
|
Integrated Advisors Network
Dallas,
Texas
|
$664K
|
+$4.39K
|
+424
|
+0.7%
|
|
|
18
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$663K
|
+$38.4K
|
+3,705
|
+6%
|
|
|
19
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$629K
|
–
|
–
|
–
|
|
|
20
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$565K
|
+$10.6K
|
+1,024
|
+2%
|
|
|
21
|
Cetera Advisor Networks
El Segundo,
California
|
$420K
|
+$12K
|
+1,157
|
+3%
|
|
|
22
|
GM Advisory Group
Melville,
New York
|
$410K
|
+$405K
|
+39,137
|
New
|
|
|
23
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$395K
|
+$7.64K
|
+738
|
+2%
|
|
|
24
|
Shufro Rose & Co
New York
|
$322K
|
–
|
–
|
–
|
|
|
25
|
LPL Financial
San Diego,
California
|
$258K
|
-$14.5K
|
-1,399
|
-5%
|
|
