|
1
|
Mackay Shields LLC
New York
|
$20M
|
-$1.46M
|
-98,616
|
-7%
|
|
|
2
|
|
$7.25M
|
-$160K
|
-10,793
|
-2%
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$5.76M
|
-$711K
|
-47,938
|
-11%
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$5.64M
|
+$449K
|
+30,227
|
+8%
|
|
|
5
|
Bank of America
Charlotte,
North Carolina
|
$4.69M
|
+$259K
|
+17,455
|
+6%
|
|
|
6
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
$4.14M
|
+$840K
|
+56,591
|
+25%
|
|
|
7
|
Claybrook Capital
Wellesley,
Massachusetts
|
$4.05M
|
+$4.13M
|
+278,561
|
New
|
|
|
8
|
UBS Group
Zurich,
Switzerland
|
$2.39M
|
-$89.6K
|
-6,035
|
-4%
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$2.12M
|
-$145K
|
-9,775
|
-6%
|
|
|
10
|
Karpus Investment Management
Pittsford,
New York
|
$1.78M
|
-$5.11M
|
-344,579
|
-74%
|
|
|
11
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.57M
|
-$162K
|
-10,946
|
-9%
|
|
|
12
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$1.11M
|
+$6.13K
|
+413
|
+0.5%
|
|
|
13
|
Integrated Advisors Network
Dallas,
Texas
|
$834K
|
+$12.5K
|
+841
|
+1%
|
|
|
14
|
|
$535K
|
-$118K
|
-7,960
|
-18%
|
|
|
15
|
Family Management
New York
|
$505K
|
–
|
–
|
–
|
|
|
16
|
Excalibur Management
Waltham,
Massachusetts
|
$474K
|
–
|
–
|
–
|
|
|
17
|
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
$360K
|
-$1.19M
|
-80,423
|
-76%
|
|
|
18
|
Kestra Advisory Services
Austin,
Texas
|
$359K
|
+$23.4K
|
+1,574
|
+7%
|
|
|
19
|
Cetera Advisor Networks
El Segundo,
California
|
$340K
|
+$68.3K
|
+4,600
|
+24%
|
|
|
20
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$260K
|
-$3.75K
|
-253
|
-1%
|
|
|
21
|
Shufro Rose & Co
New York
|
$257K
|
–
|
–
|
–
|
|
|
22
|
Platform Technology Partners
New York
|
$253K
|
-$156K
|
-10,489
|
-38%
|
|
|
23
|
MML Investors Services
Springfield,
Massachusetts
|
$229K
|
+$66.8K
|
+4,504
|
+40%
|
|
|
24
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$222K
|
–
|
–
|
–
|
|
|
25
|
Klingman & Associates
New York
|
$211K
|
–
|
–
|
–
|
|
