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State Street SPDR S&P 400 Mid Cap Growth ETF

171 hedge funds and large institutions have $493M invested in State Street SPDR S&P 400 Mid Cap Growth ETF in 2018 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 76 increasing their positions, 42 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 13

81% more repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 42

6% more funds holding

Funds holding: 161171 (+10)

18.87% less ownership

Funds ownership: 56.89%38.01% (-19%)

29% less capital invested

Capital invested by funds: $694M → $493M (-$201M)

50% less funds holding in top 10

Funds holding in top 10: 147 (-7)

Holders
171
Holders Change
+10
Holders Change %
+6.21%
% of All Funds
3.91%
Holding in Top 10
7
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-50%
% of All Funds
0.16%
New
24
Increased
76
Reduced
42
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
APP
1
Avantax Planning Partners
Iowa
$58.6M +$1.92M +34,346 +3%
CI
2
Chartist Inc
California
$37.9M -$243K -4,360 -4%
Financial Engines Advisors
3
Financial Engines Advisors
California
$30.1M -$204M -3,657,306 -85%
FWP
4
FAS Wealth Partners
Kansas
$28.2M +$1.1M +19,669 +4%
Ameriprise
5
Ameriprise
Minnesota
$22.5M +$1.28M +22,880 +6%
LPL Financial
6
LPL Financial
California
$22.4M +$449K +8,052 +2%
KF
7
Krilogy Financial
Missouri
$17.3M +$380K +6,813 +2%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$17.2M +$14.1M +252,635 +453%
GI
9
Gradient Investments
Minnesota
$16.1M +$19.8M +355,596 +1,581%
ML
10
McAdam LLC
Pennsylvania
$13.2M +$1.11M +19,821 +9%
Mariner
11
Mariner
Kansas
$13.1M -$190K -3,410 -1%
UBS Group
12
UBS Group
Switzerland
$12.8M -$910K -16,310 -7%
Wells Fargo
13
Wells Fargo
California
$11.7M -$806K -14,443 -6%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$9.41M +$4.14M +74,150 +79%
AA
15
Advisory Alpha
Michigan
$8.97M +$758K +13,585 +8%
Morgan Stanley
16
Morgan Stanley
New York
$8.69M -$457K -8,185 -5%
Bank of America
17
Bank of America
North Carolina
$7.93M +$540K +9,677 +7%
Jane Street
18
Jane Street
New York
$7.18M +$4.66M +83,560 +187%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$6.68M +$473K +8,486 +8%
KFA
20
Kays Financial Advisory
Georgia
$6.39M -$12.9M -230,512 -67%
ACM
21
AlphaStar Capital Management
North Carolina
$5.27M -$222K -3,983 -4%
SWM
22
Shakespeare Wealth Management
Wisconsin
$4.98M +$65.4K +1,173 +1%
CWM
23
Cornerstone Wealth Management
Missouri
$4.85M +$1.35M +24,187 +3%
FNT
24
First National Trust
Pennsylvania
$4.85M +$828K +14,851 +21%
FAAS
25
First Allied Advisory Services
California
$4.35M +$1.56M +27,949 +56%

MDYG Hedge Fund Activity: Q3 2018 in Review

171 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 400 Mid Cap Growth ETF (MDYG) for Q3 2018, worth a combined $493M — down 29% from $694M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new MDYG positions and 13 closed out — a net gain of 11 holders — while 76 added to existing stakes and 42 trimmed.

The largest buyer was Gradient Investments, adding an estimated $19.8M. The largest seller was Financial Engines Advisors, cutting an estimated $204M.

  • 171 institutional investors held State Street SPDR S&P 400 Mid Cap Growth ETF (MDYG) as of Q3 2018, up from 161 in Q2 2018.
  • Funds reported $493M of State Street SPDR S&P 400 Mid Cap Growth ETF stock for Q3 2018, down 29% quarter-over-quarter.
  • 24 funds opened new State Street SPDR S&P 400 Mid Cap Growth ETF positions in Q3 2018 and 13 closed out, a net change of +11 holders.
  • The largest State Street SPDR S&P 400 Mid Cap Growth ETF buyer in Q3 2018 was Gradient Investments, an estimated $19.8M added.
  • The largest State Street SPDR S&P 400 Mid Cap Growth ETF seller in Q3 2018 was Financial Engines Advisors, an estimated $204M sold.

Based on aggregated 13F filings for Q3 2018.