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State Street SPDR S&P 400 Mid Cap Growth ETF

38 hedge funds and large institutions have $53.1M invested in State Street SPDR S&P 400 Mid Cap Growth ETF in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

16% more capital invested

Capital invested by funds: $45.9M → $53.1M (+$7.18M)

15% more funds holding

Funds holding: 3338 (+5)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

6.38% less ownership

Funds ownership: 94.84%88.46% (-6.4%)

Holders
38
Holders Change
+5
Holders Change %
+15.15%
% of All Funds
1.1%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
8
Increased
10
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CI
1
Chartist Inc
California
$15.2M -$42.6K -1,191 -0.6%
LPL Financial
2
LPL Financial
California
$10.2M -$113K -3,162 -1%
Wells Fargo
3
Wells Fargo
California
$5.44M +$1.52M +42,483 +41%
TCM
4
Tradewinds Capital Management
Washington
$2.9M +$2.78M +77,808 New
U
5
UBS
Switzerland
$2.58M +$611K +17,100 +33%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.56M -$765K -21,393 -24%
BTS
7
BB&T Securities
Virginia
$2.26M
Morgan Stanley
8
Morgan Stanley
New York
$2.1M -$28.6K -801 -1%
PMG
9
ProVise Management Group
Florida
$1.79M +$1.72M +48,123 New
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.59M +$144K +4,041 +10%
CWM
11
Cabot Wealth Management
Massachusetts
$1.15M -$216K -6,039 -16%
CCM
12
Condor Capital Management
New Jersey
$665K +$19.7K +552 +3%
Bank of America
13
Bank of America
North Carolina
$576K +$256K +7,170 +87%
CMP
14
Courage Miller Partners
Virginia
$562K +$227K +6,342 +73%
FIM
15
Freedom Investment Management
Connecticut
$531K -$11.8K -330 -2%
Ameriprise
16
Ameriprise
Minnesota
$512K +$8.69K +243 +2%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$445K -$16K -447 -4%
BRWA
18
B. Riley Wealth Advisors
Florida
$307K +$44K +1,230 +18%
TAIM
19
TD Ameritrade Investment Management
Nebraska
$246K -$6.76K -189 -3%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$244K -$1.65M -46,263 -88%
EWA
21
EP Wealth Advisors
California
$236K +$226K +6,315 New
SIC
22
Salem Investment Counselors
North Carolina
$224K
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$152K +$145K +4,062 New
AF
24
Arrow Financial
New York
$140K +$134K +3,750 New
Creative Planning
25
Creative Planning
Kansas
$118K

MDYG Hedge Fund Activity: Q4 2013 in Review

38 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 400 Mid Cap Growth ETF (MDYG) for Q4 2013, worth a combined $53.1M — up 16% from $45.9M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new MDYG positions and 3 closed out — a net gain of 5 holders — while 10 added to existing stakes and 11 trimmed.

The largest buyer was ProVise Management Group, opening a new position worth an estimated $1.72M. The largest seller was Susquehanna International Group, cutting an estimated $1.65M.

  • 38 institutional investors held State Street SPDR S&P 400 Mid Cap Growth ETF (MDYG) as of Q4 2013, up from 33 in Q3 2013.
  • Funds reported $53.1M of State Street SPDR S&P 400 Mid Cap Growth ETF stock for Q4 2013, up 16% quarter-over-quarter.
  • 8 funds opened new State Street SPDR S&P 400 Mid Cap Growth ETF positions in Q4 2013 and 3 closed out, a net change of +5 holders.
  • The largest State Street SPDR S&P 400 Mid Cap Growth ETF buyer in Q4 2013 was ProVise Management Group, an estimated $1.72M added.
  • The largest State Street SPDR S&P 400 Mid Cap Growth ETF seller in Q4 2013 was Susquehanna International Group, an estimated $1.65M sold.

Based on aggregated 13F filings for Q4 2013.