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AllianzIM U.S. Equity Buffer10 May ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$2.25M -$90.7K -2,443 -4%
NF
2
Nvest Financial
New Hampshire
$1.56M -$56.5K -1,522 -3%
Osaic Holdings
3
Osaic Holdings
Arizona
$1.12M -$237K -6,385 -17%
LPL Financial
4
LPL Financial
California
$884K -$17.6K -473 -2%
SCA
5
Snowden Capital Advisors
New York
$837K +$365K +9,826 +77%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$731K -$4.79K -129 -0.6%
OMC
7
Old Mission Capital
Illinois
$685K +$687K +18,500 New
Raymond James Financial
8
Raymond James Financial
Florida
$646K -$10.5K -284 -2%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$472K -$2.97K -80 -0.6%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$379K -$458K -12,352 -55%
AWM
11
Accurate Wealth Management
Florida
$326K -$4.83K -130 -1%
ML
12
McAdam LLC
Pennsylvania
$313K
JP Morgan Chase
13
JP Morgan Chase
New York
$287K
FHC
14
First Heartland Consultants
Missouri
$226K
A
15
Allianz
Germany
$185K
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$171K -$33.1K -891 -16%
Barclays
17
Barclays
United Kingdom
$61.1K -$86.7K -2,336 -59%
HI
18
Harbour Investments
Wisconsin
$34.6K -$3.45K -93 -9%
AWM
19
AE Wealth Management
Kansas
$18.6K +$11.1K +300 +148%
JSA
20
Jim Saulnier & Associates
Colorado
-$299K -8,094 Closed
NS
21
NBC Securities
Alabama
-$55.4K -1,500 Closed
KAS
22
Kestra Advisory Services
Texas
-$39.9K -1,081 Closed
UBS Group
23
UBS Group
Switzerland
-$31.9K -864 Closed