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AllianzIM U.S. Equity Buffer10 May ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$2.63M -$56.7K -1,598 -2%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$2.42M -$586K -16,507 -20%
NF
3
Nvest Financial
New Hampshire
$1.27M -$260K -7,317 -17%
LPL Financial
4
LPL Financial
California
$1.09M +$1.07M +30,062 New
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$729K -$30.5K -860 -4%
Citadel Advisors
6
Citadel Advisors
Florida
$715K +$94.2K +2,654 +15%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$626K +$220K +6,198 +56%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$473K -$5.29K -149 -1%
AWM
9
Accurate Wealth Management
Florida
$413K -$39.1K -1,101 -9%
OMC
10
Old Mission Capital
Illinois
$353K +$347K +9,774 New
ML
11
McAdam LLC
Pennsylvania
$305K
JSA
12
Jim Saulnier & Associates
Colorado
$292K
JP Morgan Chase
13
JP Morgan Chase
New York
$284K +$80.7K +2,273 +41%
FHC
14
First Heartland Consultants
Missouri
$220K
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$199K -$177 -5 -0.1%
AIMU
16
Allianz Investment Management US
Minnesota
$181K
Barclays
17
Barclays
United Kingdom
$148K -$5.29K -149 -4%
NS
18
NBC Securities
Alabama
$54.2K
HI
19
Harbour Investments
Wisconsin
$53.5K +$5.86K +165 +13%
UBS Group
20
UBS Group
Switzerland
$30.3K +$29.8K +840 New
AWM
21
AE Wealth Management
Kansas
$15.3K
KAS
22
Kestra Advisory Services
Texas
-$235K -6,744 Closed
Raymond James Financial
23
Raymond James Financial
Florida
-$175K -5,032 Closed
BBHC
24
Brown Brothers Harriman & Co
New York
-$59.2K -1,700 Closed