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Pulmonx

117 hedge funds and large institutions have $344M invested in Pulmonx in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 39 increasing their positions, 44 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

130,500% more call options, than puts

Call options by funds: $1.31M | Put options by funds: $1K

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

2% more funds holding

Funds holding: 115117 (+2)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

2.15% less ownership

Funds ownership: 89.72%87.57% (-2.2%)

11% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 44

23% less capital invested

Capital invested by funds: $444M → $344M (-$100M)

Holders
117
Holders Change
+2
Holders Change %
+1.74%
% of All Funds
1.86%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
11
Increased
39
Reduced
44
Closed
9
Calls
$1.31M
Puts
$1K
Net Calls
+$1.3M
Net Calls Change
-$1.25M
Name Holding Trade Value Shares
Change
Change in
Stake
Primecap Management
1
Primecap Management
California
$57M +$31K +2,680 +0%
BlackRock
2
BlackRock
New York
$30.3M +$277K +23,894 +0.8%
Point72 Asset Management
3
Point72 Asset Management
Connecticut
$30.3M -$4.59M -396,162 -12%
Morgan Stanley
4
Morgan Stanley
New York
$22.9M +$2.85M +246,302 +12%
Fidelity Investments
5
Fidelity Investments
Massachusetts
$21M +$4.65M +401,830 +25%
Vanguard Group
6
Vanguard Group
Pennsylvania
$20.9M +$224K +19,364 +1%
DM
7
Deerfield Management
New York
$10.5M -$537K -46,327 -4%
KXA
8
KPCB XIII Associates
California
$10.3M
B
9
Braidwell
Connecticut
$10.2M -$125K -10,803 -1%
Victory Capital Management
10
Victory Capital Management
Texas
$9.82M -$308K -26,581 -3%
BNP Paribas Asset Management
11
BNP Paribas Asset Management
France
$9.27M -$119K -10,267 -1%
State Street
12
State Street
Massachusetts
$8.89M -$1.47M -127,193 -13%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$7.9M +$317K +27,374 +4%
Franklin Resources
14
Franklin Resources
California
$7.68M +$3.31K +286 +0%
PVI
15
Pura Vida Investments
New York
$7.5M +$1.04M +89,890 +14%
D.E. Shaw & Co
16
D.E. Shaw & Co
New York
$6.9M -$556K -48,020 -7%
RSCM
17
Rock Springs Capital Management
Maryland
$6.74M
Jacobs Levy Equity Management
18
Jacobs Levy Equity Management
New Jersey
$5.22M -$2.03M -175,166 -26%
Dimensional Fund Advisors
19
Dimensional Fund Advisors
Texas
$4.16M +$1.08M +93,551 +30%
Norges Bank
20
Norges Bank
Norway
$3.89M -$4.63K -400 -0.1%
Millennium Management
21
Millennium Management
New York
$3.89M -$2.34M -202,438 -35%
Walleye Capital
22
Walleye Capital
New York
$3.85M +$4.31M +372,290 New
Northern Trust
23
Northern Trust
Illinois
$3.66M +$76.4K +6,593 +2%
JFG
24
Jefferies Financial Group
New York
$2.95M
Charles Schwab
25
Charles Schwab
California
$2.94M +$94.8K +8,183 +3%

LUNG Hedge Fund Activity: Q3 2023 in Review

117 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Pulmonx (LUNG) for Q3 2023, worth a combined $344M — down 23% from $444M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new LUNG positions and 9 closed out — a net gain of 2 holders — while 39 added to existing stakes and 44 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $4.65M. The largest seller was Deutsche Bank, cutting an estimated $5.69M.

  • 117 institutional investors held Pulmonx (LUNG) as of Q3 2023, up from 115 in Q2 2023.
  • Funds reported $344M of Pulmonx stock for Q3 2023, down 23% quarter-over-quarter.
  • 11 funds opened new Pulmonx positions in Q3 2023 and 9 closed out, a net change of +2 holders.
  • The largest Pulmonx buyer in Q3 2023 was Fidelity Investments, an estimated $4.65M added.
  • The largest Pulmonx seller in Q3 2023 was Deutsche Bank, an estimated $5.69M sold.

Based on aggregated 13F filings for Q3 2023.