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Pulmonx

102 hedge funds and large institutions have $388M invested in Pulmonx in 2023 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 47 increasing their positions, 23 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

565% more call options, than puts

Call options by funds: $11M | Put options by funds: $1.65M

104% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 23

37% more capital invested

Capital invested by funds: $283M → $388M (+$105M)

1.94% more ownership

Funds ownership: 90.25%92.18% (+1.9%)

12% less funds holding

Funds holding: 116102 (-14)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

56% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 25

Holders
102
Holders Change
-14
Holders Change %
-12.07%
% of All Funds
1.63%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
11
Increased
47
Reduced
23
Closed
25
Calls
$11M
Puts
$1.65M
Net Calls
+$9.31M
Net Calls Change
+$9.14M
Name Holding Trade Value Shares
Change
Change in
Stake
Primecap Management
1
Primecap Management
California
$61.5M
Point72 Asset Management
2
Point72 Asset Management
Connecticut
$34.5M +$13M +1,319,892 +75%
BlackRock
3
BlackRock
New York
$30.3M +$121K +12,305 +0.5%
Morgan Stanley
4
Morgan Stanley
New York
$29.2M +$4.58M +463,866 +22%
Vanguard Group
5
Vanguard Group
Pennsylvania
$29M +$1.73M +175,393 +7%
DM
6
Deerfield Management
New York
$26.9M +$23.7M +2,402,704 New
B
7
Braidwell
Connecticut
$13M -$4.52M -458,200 -28%
KXA
8
KPCB XIII Associates
California
$11.1M
BNP Paribas Asset Management
9
BNP Paribas Asset Management
France
$10.9M +$76.2K +7,718 +0.8%
Fidelity Investments
10
Fidelity Investments
Massachusetts
$10.8M +$9.15M +927,223 +2,629%
State Street
11
State Street
Massachusetts
$10.6M +$3.16M +319,587 +51%
WP
12
Woodline Partners
California
$8.61M +$42.3K +4,288 +0.6%
Franklin Resources
13
Franklin Resources
California
$8.11M +$6.48K +656 +0.1%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$7.83M +$400K +40,546 +6%
Jacobs Levy Equity Management
15
Jacobs Levy Equity Management
New Jersey
$7.3M +$3.47M +351,526 +117%
RSCM
16
Rock Springs Capital Management
Maryland
$7.29M
PVI
17
Pura Vida Investments
New York
$7.13M -$3.74M -378,745 -37%
D.E. Shaw & Co
18
D.E. Shaw & Co
New York
$6.42M +$3.16M +320,174 +126%
Deutsche Bank
19
Deutsche Bank
Germany
$6.07M +$67.8K +6,865 +1%
NHAS
20
Novo Holdings A/S
Denmark
$5.71M
Northern Trust
21
Northern Trust
Illinois
$3.59M +$45.8K +4,642 +1%
Two Sigma Investments
22
Two Sigma Investments
New York
$3.41M +$1.7M +172,493 +130%
JFG
23
Jefferies Financial Group
New York
$3.19M +$99 +10 +0%
Two Sigma Advisers
24
Two Sigma Advisers
New York
$3.03M +$1.99M +201,800 +290%
Charles Schwab
25
Charles Schwab
California
$3M +$183K +18,586 +7%

LUNG Hedge Fund Activity: Q1 2023 in Review

102 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in Pulmonx (LUNG) for Q1 2023, worth a combined $388M — up 37% from $283M a quarter earlier.

Sellers outnumbered buyers: 25 funds closed out of LUNG and 11 opened new positions — a net loss of 14 holders — while 23 trimmed existing stakes and 47 added.

The largest buyer was Deerfield Management, opening a new position worth an estimated $23.7M. The largest seller was Champlain Investment Partners, exiting entirely with an estimated $22.8M sold.

  • 102 institutional investors held Pulmonx (LUNG) as of Q1 2023, down from 116 in Q4 2022.
  • Funds reported $388M of Pulmonx stock for Q1 2023, up 37% quarter-over-quarter.
  • 11 funds opened new Pulmonx positions in Q1 2023 and 25 closed out, a net change of -14 holders.
  • The largest Pulmonx buyer in Q1 2023 was Deerfield Management, an estimated $23.7M added.
  • The largest Pulmonx seller in Q1 2023 was Champlain Investment Partners, an estimated $22.8M sold.

Based on aggregated 13F filings for Q1 2023.