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Pulmonx

114 hedge funds and large institutions have $1.03B invested in Pulmonx in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 43 increasing their positions, 35 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

572% more call options, than puts

Call options by funds: $22.4M | Put options by funds: $3.33M

23% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 35

0.86% more ownership

Funds ownership: 86.13%86.99% (+0.86%)

5% less funds holding

Funds holding: 120114 (-6)

10% less capital invested

Capital invested by funds: $1.14B → $1.03B (-$109M)

17% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 23

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
114
Holders Change
-6
Holders Change %
-5%
% of All Funds
1.75%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.06%
New
19
Increased
43
Reduced
35
Closed
23
Calls
$22.4M
Puts
$3.33M
Net Calls
+$19M
Net Calls Change
+$16.2M
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
76
Prelude Capital Management
New York
$362K +$117K +3,205 +40%
Invesco
77
Invesco
Georgia
$346K -$37.3K -1,022 -9%
DT
78
Diversified Trust
Tennessee
$344K +$42.9K +1,175 +12%
VOYA Investment Management
79
VOYA Investment Management
Georgia
$335K +$4.2K +115 +1%
MIM
80
MetLife Investment Management
New Jersey
$320K
DTL
81
Dynamic Technology Lab
Singapore
$312K +$355K +9,730 New
CM
82
Caption Management
Oklahoma
$300K +$341K +9,347 New
Handelsbanken Fonder
83
Handelsbanken Fonder
Sweden
$292K -$183K -5,000 -35%
UBS AM
84
UBS AM
Illinois
$285K +$81.9K +2,241 +34%
PPA
85
Parametric Portfolio Associates
Washington
$271K -$340K -9,310 -52%
MLICM
86
Metropolitan Life Insurance Company (MetLife)
New York
$245K
AG
87
Algert Global
California
$241K +$275K +7,520 New
Legal & General Group
88
Legal & General Group
United Kingdom
$240K +$1.06K +29 +0.4%
Citigroup
89
Citigroup
New York
$227K +$113K +3,098 +78%
State Board of Administration of Florida Retirement System
90
State Board of Administration of Florida Retirement System
Florida
$224K +$3.76K +103 +1%
Stifel Financial
91
Stifel Financial
Missouri
$214K -$13.9K -380 -5%
Tudor Investment Corp
92
Tudor Investment Corp
Connecticut
$201K -$377K -10,332 -62%
JJ
93
Johnson & Johnson
New Jersey
$181K
Royal Bank of Canada
94
Royal Bank of Canada
Ontario, Canada
$177K +$107K +2,942 +114%
Zurich Cantonal Bank
95
Zurich Cantonal Bank
Switzerland
$106K +$77.3K +2,116 +176%
AICPI
96
ABG Innovation Capital Partners III
Hong Kong
$93K -$59.2K -1,620 -36%
TRCT
97
Tower Research Capital (TRC)
New York
$71K +$47.3K +1,295 +141%
AIP
98
Ameritas Investment Partners
Nebraska
$64K
JG
99
Jefferies Group
New York
$54K +$61.5K +1,684 New
US Bancorp
100
US Bancorp
Minnesota
$51K +$20.5K +560 +54%

LUNG Hedge Fund Activity: Q4 2021 in Review

114 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in Pulmonx (LUNG) for Q4 2021, worth a combined $1.03B — down 9.6% from $1.14B a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of LUNG and 19 opened new positions — a net loss of 4 holders — while 35 trimmed existing stakes and 43 added.

The largest buyer was Primecap Management, adding an estimated $72M. The largest seller was Gilder Gagnon Howe & Co, exiting entirely with an estimated $36.2M sold.

  • 114 institutional investors held Pulmonx (LUNG) as of Q4 2021, down from 120 in Q3 2021.
  • Funds reported $1.03B of Pulmonx stock for Q4 2021, down 9.6% quarter-over-quarter.
  • 19 funds opened new Pulmonx positions in Q4 2021 and 23 closed out, a net change of -4 holders.
  • The largest Pulmonx buyer in Q4 2021 was Primecap Management, an estimated $72M added.
  • The largest Pulmonx seller in Q4 2021 was Gilder Gagnon Howe & Co, an estimated $36.2M sold.

Based on aggregated 13F filings for Q4 2021.