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PIMCO Senior Loan Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
1
Allianz Asset Management
Germany
$130M -$47.1M -945,307 -26%
LPL Financial
2
LPL Financial
California
$21.7M -$2.1M -42,150 -9%
State of New Jersey Common Pension Fund D
3
State of New Jersey Common Pension Fund D
New Jersey
$19.8M +$7.48M +150,000 +60%
Goldman Sachs
4
Goldman Sachs
New York
$16.6M +$8.09M +162,232 +93%
FWP
5
Flatrock Wealth Partners
California
$11M +$953K +19,105 +9%
IAA
6
Independent Advisor Alliance
North Carolina
$9.75M +$9.85M +197,473 New
CAP
7
Cordoba Advisory Partners
New York
$8.33M -$492K -9,873 -6%
GI
8
Gradient Investments
Minnesota
$7.64M +$238K +4,767 +3%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$4.85M +$745K +14,940 +18%
MAWAG
10
Mid-American Wealth Advisory Group
Missouri
$4.7M
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$4.34M +$138K +2,765 +3%
RWIA
12
Roger Wittlin Investment Advisory
California
$3.36M -$4.06M -81,344 -54%
EC
13
Elequin Capital
New York
$3.14M +$3.77M +75,680 +94,600%
SW
14
Simplicity Wealth
New Jersey
$2.52M -$97.6K -1,957 -4%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$2.49M +$2.28M +45,676 +953%
JWCA
16
J.W. Cole Advisors
Florida
$2.48M +$13.3K +266 +0.5%
IC
17
IEQ Capital
California
$2.39M +$2.42M +48,494 New
LSA
18
L & S Advisors
California
$2.24M -$288K -5,783 -11%
ALC
19
Alexander Labrunerie & Co
Missouri
$2.19M +$63.9K +1,282 +3%
Wealth Enhancement Advisory Services
20
Wealth Enhancement Advisory Services
Minnesota
$1.98M -$4.42M -88,652 -69%
HH
21
Hilltop Holdings
Texas
$1.61M +$63.6K +1,276 +4%
IA
22
Inspire Advisors
Idaho
$1.4M -$9.25M -185,412 -87%
TCWM
23
Total Clarity Wealth Management
Illinois
$1.23M +$107K +2,137 +9%
AAG
24
Armstrong Advisory Group
Massachusetts
$1.16M +$22.3K +447 +2%
EFG
25
Elm3 Financial Group
Georgia
$1.13M -$297K -5,951 -21%