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PIMCO Senior Loan Active Exchange-Traded Fund
LONZ

Name Holding Trade Value Shares
Change 		Change in
Stake
Allianz Asset Management
1
Allianz Asset Management
Germany
$180M -$60.1M -1,187,376 -25%
LPL Financial
2
LPL Financial
California
$24.3M +$4.23M +83,652 +21%
State of New Jersey Common Pension Fund D
3
State of New Jersey Common Pension Fund D
New Jersey
$12.6M -$10.1M -200,000 -44%
IA
4
Inspire Advisors
Idaho
$10.7M +$385K +7,598 +4%
OPAM
5
Ocean Park Asset Management
California
$10.5M – – –
FWP
6
Flatrock Wealth Partners
California
$10.3M +$10.3M +202,846 New
CAP
7
Cordoba Advisory Partners
New York
$9.07M +$9.04M +178,572 New
Goldman Sachs
8
Goldman Sachs
New York
$8.75M +$7.92M +156,438 +890%
AI
9
Atria Investments
North Carolina
$8.28M -$94.1K -1,860 -1%
Mariner
10
Mariner
Kansas
$8.14M +$364K +7,194 +5%
GI
11
Gradient Investments
Minnesota
$7.54M +$144K +2,835 +2%
RWIA
12
Roger Wittlin Investment Advisory
California
$7.51M -$4.23M -83,482 -36%
Wealth Enhancement Advisory Services
13
Wealth Enhancement Advisory Services
Minnesota
$6.5M -$61.1M -1,206,447 -90%
TRCT
14
Tower Research Capital (TRC)
New York
$6.49M -$421K -8,311 -6%
Focus Partners Wealth
15
Focus Partners Wealth
Massachusetts
$6.27M +$5.93M +117,248 +1,849%
MAWAG
16
Mid-American Wealth Advisory Group
Missouri
$4.7M +$276K +5,452 +6%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$4.28M -$112K -2,204 -3%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$4.19M -$26.9K -531 -0.6%
SW
19
Simplicity Wealth
New Jersey
$2.67M +$323K +6,387 +14%
Jane Street
20
Jane Street
New York
$2.6M -$3.85M -75,985 -59%
LSA
21
L & S Advisors
California
$2.57M -$4.03M -79,548 -61%
ALC
22
Alexander Labrunerie & Co
Missouri
$2.17M +$372K +7,358 +21%
Toronto Dominion Bank
23
Toronto Dominion Bank
Ontario, Canada
$2.01M +$2.02M +40,000 New
HH
24
Hilltop Holdings
Texas
$1.58M -$9.11K -180 -0.6%
EFG
25
Elm3 Financial Group
Georgia
$1.45M -$573K -11,322 -28%
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