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PIMCO Senior Loan Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
51
Raymond James Financial
Florida
$140K -$67.7K -1,347 -33%
GWM
52
Geneos Wealth Management
Colorado
$132K -$33.3K -662 -20%
RPA
53
Redwood Park Advisors
California
$99.8K
TWC
54
TD Waterhouse Canada
Ontario, Canada
$50.8K
Osaic Holdings
55
Osaic Holdings
Arizona
$48.5K -$323K -6,424 -87%
FGC
56
Financial Gravity Companies
Texas
$14.4K +$14.2K +283 New
SPIA
57
Steward Partners Investment Advisory
New York
$10.2K -$5.03K -100 -33%
Morgan Stanley
58
Morgan Stanley
New York
$5.92K -$653 -13 -10%
EC
59
Elequin Capital
New York
$4.08K +$4.02K +80 New
AIM
60
Astor Investment Management
Illinois
$2.04K -$7.07M -140,673 -100%
EWA
61
EverSource Wealth Advisors
Alabama
$510
HWM
62
Horizon Wealth Management
Illinois
-$31.5M -625,006 Closed
KAM
63
Kensington Asset Management
Texas
-$21.1M -418,184 Closed
Wells Fargo
64
Wells Fargo
California
-$15M -297,169 Closed
SW
65
Simplicity Wealth
New Jersey
-$3.49M -69,327 Closed
DADC
66
D.A. Davidson & Co
Montana
-$1.59M -31,458 Closed
USCWA
67
U.S. Capital Wealth Advisors
Texas
-$1.38M -27,480 Closed
SWM
68
Seed Wealth Management
Illinois
-$1.2M -23,770 Closed
GM
69
GeoWealth Management
Illinois
-$498K -9,893 Closed
LCWP
70
Legacy Capital Wealth Partners
Arkansas
-$418K -8,303 Closed
CW
71
CreativeOne Wealth
Kansas
-$401K -7,966 Closed
SPC
72
Sigma Planning Corp
Michigan
-$289K -5,727 Closed
ASN
73
Advisory Services Network
Georgia
-$263K -5,216 Closed
DC
74
Davenport & Co
Virginia
-$262K -5,205 Closed
Bank of New York Mellon
75
Bank of New York Mellon
New York
-$234K -4,636 Closed