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PIMCO Senior Loan Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
51
Raymond James Financial
Florida
$140K -$67.7K -1,347 -33%
Geneos Wealth Management
52
Geneos Wealth Management
Colorado
$132K -$33.3K -662 -20%
RPA
53
Redwood Park Advisors
California
$99.8K – – –
TD Waterhouse Canada
54
TD Waterhouse Canada
Ontario, Canada
$50.8K – – –
Osaic Holdings
55
Osaic Holdings
Arizona
$48.5K -$323K -6,424 -87%
FGC
56
Financial Gravity Companies
Texas
$14.4K +$14.2K +283 New
Steward Partners Investment Advisory
57
Steward Partners Investment Advisory
New York
$10.2K -$5.03K -100 -33%
Morgan Stanley
58
Morgan Stanley
New York
$5.92K -$653 -13 -10%
EC
59
Elequin Capital
New York
$4.08K +$4.02K +80 New
AIM
60
Astor Investment Management
Illinois
$2.04K -$7.07M -140,673 -100%
EverSource Wealth Advisors
61
EverSource Wealth Advisors
Alabama
$510 – – –
HWM
62
Horizon Wealth Management
Illinois
– -$31.5M -625,006 Closed
KAM
63
Kensington Asset Management
Texas
– -$21.1M -418,184 Closed
Wells Fargo
64
Wells Fargo
California
– -$15M -297,169 Closed
Simplicity Wealth
65
Simplicity Wealth
New Jersey
– -$3.49M -69,327 Closed
D.A. Davidson & Co
66
D.A. Davidson & Co
Montana
– -$1.59M -31,458 Closed
U.S. Capital Wealth Advisors
67
U.S. Capital Wealth Advisors
Texas
– -$1.38M -27,480 Closed
SWM
68
Seed Wealth Management
Illinois
– -$1.2M -23,770 Closed
GM
69
GeoWealth Management
Illinois
– -$498K -9,893 Closed
LCWP
70
Legacy Capital Wealth Partners
Arkansas
– -$418K -8,303 Closed
CreativeOne Wealth
71
CreativeOne Wealth
Kansas
– -$401K -7,966 Closed
Sigma Planning Corp
72
Sigma Planning Corp
Michigan
– -$289K -5,727 Closed
Advisory Services Network
73
Advisory Services Network
Georgia
– -$263K -5,216 Closed
Davenport & Co
74
Davenport & Co
Virginia
– -$262K -5,205 Closed
Bank of New York Mellon
75
Bank of New York Mellon
New York
– -$234K -4,636 Closed