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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Balyasny Asset Management
376
Balyasny Asset Management
Illinois
– -$11.3M -210,882 Closed
PAPAIJV
377
Paragon Associates & Paragon Associates II Joint Venture
Texas
– -$8.54M -160,100 Closed
CI
378
Cowen Inc
New York
– -$5.46M -102,271 Closed
Capital Fund Management (CFM)
379
Capital Fund Management (CFM)
France
– -$5.27M -98,800 Closed
AAMU
380
Amundi Asset Management US
Massachusetts
– -$3.36M -63,010 Closed
SCP
381
Scoria Capital Partners
Connecticut
– -$2.94M -55,000 Closed
EA
382
Euclid Advisors
Connecticut
– -$2.56M -47,930 Closed
VAM
383
Visium Asset Management
New York
– -$2.16M -40,378 Closed
Nomura Holdings
384
Nomura Holdings
Japan
– -$1.79M -33,943 Closed
CIP
385
Convergence Investment Partners
Florida
– -$1.58M -29,623 Closed
DWA
386
Dorsey Wright & Associates
California
– -$1.34M -25,192 Closed
CIM
387
CenturyLink Investment Management
Colorado
– -$1.25M -23,479 Closed
CPC
388
Cookson Peirce & Co
Pennsylvania
– -$1.24M -23,240 Closed
BIM
389
Bogle Investment Management
Massachusetts
– -$941K -17,645 Closed
HighTower Advisors
390
HighTower Advisors
Illinois
– -$872K -16,340 Closed
Wealth Enhancement Advisory Services
391
Wealth Enhancement Advisory Services
Minnesota
– -$657K -12,302 Closed
ECA
392
Endeavour Capital Advisors
Connecticut
– -$582K -10,909 Closed
CG
393
Clinton Group
New York
– -$534K -10,013 Closed
VIA
394
Vident Investment Advisory
Georgia
– -$309K -5,796 Closed
FA
395
FDx Advisors
Illinois
– -$287K -5,383 Closed
RCM
396
Reynolds Capital Management
Nevada
– -$235K -4,400 Closed
PHK
397
Point72 Hong Kong
Hong Kong
– -$228K -4,277 Closed
FDS
398
First Dallas Securities
Texas
– -$227K -4,250 Closed
NIMI
399
Natixis Investment Managers International
France
– -$192K -3,592 Closed
WAM
400
Wolverine Asset Management
Illinois
– -$101K -1,900 Closed
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