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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
KTC
351
Kistler-Tiffany Companies
Pennsylvania
$1K – – –
TCM
352
Tradewinds Capital Management
Washington
$1K – – –
QF
353
QVT Financial
New York
– -$27.8M -565,867 Closed
JAM
354
Jupiter Asset Management
United Kingdom
– -$14.8M -301,836 Closed
CAM
355
Cubic Asset Management
Massachusetts
– -$6.57M -134,042 Closed
D.E. Shaw & Co
356
D.E. Shaw & Co
New York
– -$3.79M -78,654 Closed
MME
357
Meag Munich Ergo
Germany
– -$3.56M -72,429 Closed
AI
358
Analytic Investors
California
– -$3.44M -70,085 Closed
AAMU
359
Amundi Asset Management US
Massachusetts
– -$3.29M -67,039 Closed
DCM
360
Dupont Capital Management
Delaware
– -$999K -20,378 Closed
CPIM
361
Columbia Partners Investment Management
Virginia
– -$920K -18,762 Closed
SCM
362
Sterling Capital Management
North Carolina
– -$844K -17,220 Closed
NIC
363
Northwest Investment Counselors
Oregon
– -$681K -13,884 Closed
KJHP
364
K.J. Harrison & Partners
Ontario, Canada
– -$562K -11,500 Closed
RC
365
Roundview Capital
New Jersey
– -$478K -9,753 Closed
Two Sigma Investments
366
Two Sigma Investments
New York
– -$472K -9,620 Closed
GIM
367
Greystone Investment Management
Ohio
– -$419K -8,550 Closed
BAM
368
Brave Asset Management
New Jersey
– -$329K -6,700 Closed
USGIU
369
U.S. Global Investors (USGI)
Texas
– -$284K -5,800 Closed
AA
370
Ancora Advisors
Ohio
– -$226K -4,600 Closed
Two Sigma Advisers
371
Two Sigma Advisers
New York
– -$208K -4,308 Closed
EB
372
Eastern Bank
Massachusetts
– -$208K -4,233 Closed
SIM
373
Sentry Investment Management
Wisconsin
– -$201K -4,100 Closed
QBFM
374
QS Batterymarch Financial Management
New York
– -$85K -1,726 Closed
AR
375
Advisory Research
Illinois
– -$74K -1,501 Closed
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