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LFT

Lument Finance Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Axa
1
Axa
France
$11.7M – – –
BPCM
2
Beach Point Capital Management
California
$3.05M – – –
PCA
3
PL Capital Advisors
Florida
$2.9M – – –
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.52M – – –
Fidelity Investments
5
Fidelity Investments
Massachusetts
$1.98M – – –
Wolverine Asset Management
6
Wolverine Asset Management
Illinois
$1.91M -$672K -19,845 -27%
AC
7
Almitas Capital
California
$1.3M -$102K -3,011 -7%
EMG
8
Ellington Management Group
Connecticut
$996K +$56.2K +1,660 +6%
CHAM
9
Clear Harbor Asset Management
Connecticut
$657K – – –
DAM
10
Deltec Asset Management
New York
$642K – – –
PAIM
11
Punch & Associates Investment Management
Minnesota
$611K +$592K +17,500 New
BlackRock
12
BlackRock
New York
$610K -$8.8K -260 -1%
Ladenburg Thalmann Financial Services
13
Ladenburg Thalmann Financial Services
Florida
$606K +$102 +3 +0%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$292K – – –
State Street
15
State Street
Massachusetts
$191K +$1.19K +35 +0.7%
DLG
16
Daniel L. Goodwin
$175K – – –
Deutsche Bank
17
Deutsche Bank
Germany
$153K +$149K +4,393 New
Renaissance Technologies
18
Renaissance Technologies
New York
$153K +$149K +4,393 New
Northern Trust
19
Northern Trust
Illinois
$132K -$203 -6 -0.2%
Simplicity Solutions
20
Simplicity Solutions
Minnesota
$131K +$127K +3,753 New
Morgan Stanley
21
Morgan Stanley
New York
$112K +$65.5K +1,935 +151%
AE Wealth Management
22
AE Wealth Management
Kansas
$112K +$109K +3,206 New
California Public Employees Retirement System
23
California Public Employees Retirement System
California
$87K – – –
Parametric Portfolio Associates
24
Parametric Portfolio Associates
Washington
$67K +$3.25K +96 +5%
Kennedy Capital Management
25
Kennedy Capital Management
Missouri
$62K +$60.2K +1,778 New