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LFT

Lument Finance Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Axa
1
Axa
France
$12.5M +$11.7M +334,078 New
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.6M – – –
BPCM
3
Beach Point Capital Management
California
$3.28M – – –
PCA
4
PL Capital Advisors
Florida
$2.74M +$1.55M +44,233 +153%
Wolverine Asset Management
5
Wolverine Asset Management
Illinois
$2.42M -$650K -18,544 -22%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$2.13M – – –
EMG
7
Ellington Management Group
Connecticut
$1.01M – – –
Mackenzie Financial
8
Mackenzie Financial
Ontario, Canada
$802K +$164K +4,667 +28%
CHAM
9
Clear Harbor Asset Management
Connecticut
$681K +$330K +9,411 +92%
BlackRock
10
BlackRock
New York
$665K +$8.17K +233 +1%
Ladenburg Thalmann Financial Services
11
Ladenburg Thalmann Financial Services
Florida
$648K +$606K +17,286 New
Invesco
12
Invesco
Georgia
$420K -$210 -6 -0.1%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$314K – – –
DLG
14
Daniel L. Goodwin
$188K – – –
Northern Trust
15
Northern Trust
Illinois
$145K -$5.05K -144 -4%
JP Morgan Chase
16
JP Morgan Chase
New York
$98K +$92K +2,624 New
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$94K – – –
Tower Research Capital (TRC)
18
Tower Research Capital (TRC)
New York
$93K +$51.5K +1,468 +145%
Simplicity Solutions
19
Simplicity Solutions
Minnesota
$91K +$85.5K +2,437 New
Parametric Portfolio Associates
20
Parametric Portfolio Associates
Washington
$86K -$13.6K -388 -15%
State Street
21
State Street
Massachusetts
$82K +$77.1K +2,199 New
Bank of New York Mellon
22
Bank of New York Mellon
New York
$52K – – –
Morgan Stanley
23
Morgan Stanley
New York
$48K +$14K +400 +46%
TSS
24
Two Sigma Securities
New York
$42K +$39.3K +1,119 New
Citigroup
25
Citigroup
New York
$36K – – –