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LCM

Advent/Claymore Enhanced Gth & F
LCM

Delisted

LCM was delisted on the 24th of August, 2018.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$11.7M +$79.6K +9,144 +0.7%
RCM
2
Rivernorth Capital Management
Florida
$11.3M +$5.33M +612,069 +91%
BI
3
Bulldog Investors
New Jersey
$8.3M -$7.91M -908,476 -62%
AAM
4
Advisors Asset Management
Colorado
$4.87M +$372K +42,765 +8%
Morgan Stanley
5
Morgan Stanley
New York
$2.8M -$38.8K -4,457 -1%
Citigroup
6
Citigroup
New York
$2.47M +$425K +48,842 +21%
SIA
7
Sit Investment Associates
Minnesota
$2.43M +$2.41M +277,206 New
Bank of America
8
Bank of America
North Carolina
$1.83M +$18K +2,070 +1%
RJA
9
Raymond James & Associates
Florida
$1.55M +$236K +27,131 +18%
CCP
10
Clough Capital Partners
Massachusetts
$1.42M +$1.41M +162,100 New
Wells Fargo
11
Wells Fargo
California
$1.19M -$93.7K -10,763 -7%
YCM
12
Yakira Capital Management
Connecticut
$1.01M +$871K +100,000 +643%
CL
13
CSS LLC
Illinois
$775K +$370K +42,449 +92%
UFM
14
Ursa Fund Management
California
$656K +$653K +75,000 New
UBS Group
15
UBS Group
Switzerland
$546K +$16.5K +1,894 +3%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$465K – – –
DA
17
Doliver Advisors
Texas
$463K -$8.74K -1,004 -2%
AA
18
Ancora Advisors
Ohio
$441K – – –
RJFSA
19
Raymond James Financial Services Advisors
Florida
$335K +$41.6K +4,772 +14%
LPL Financial
20
LPL Financial
California
$327K -$343K -39,410 -51%
Truist Financial
21
Truist Financial
North Carolina
$150K +$3.48K +400 +2%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$124K -$143K -16,437 -54%
AG
23
Advisor Group
Arizona
$73K -$13.1K -1,500 -15%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$22K – – –
TRCT
25
Tower Research Capital (TRC)
New York
$7K +$7.25K +833 New
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